-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KOy4qJ5DbhdgkTlGhsO2dG0www++t8JJnL9XfdBM+fAIysAaXDl62NPb1qP48ndy 6nYFVl4XWyOPtn1N+M87zA== 0001209191-06-027335.txt : 20060503 0001209191-06-027335.hdr.sgml : 20060503 20060503164413 ACCESSION NUMBER: 0001209191-06-027335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060502 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING DAVID P CENTRAL INDEX KEY: 0001251366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 06804459 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-02 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251366 SPERLING DAVID P 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 0 1 0 0 CTO Common Stock 2006-05-02 4 M 0 25000 3.67 A 30000 D Common Stock 2006-05-02 4 S 0 25000 12.60 D 30000 D Employee Stock Option (right to buy) 3.67 2006-05-02 4 M 0 25000 3.67 D 2005-04-21 2015-04-20 Common Stock 25000 0 D /s/ Diane Gulling, Attorney in Fact for David P. Sperling 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----