-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G1he2CUmUCurpfhjelXPDZ3+S8n3CYqCE/u+pR1d7WU8yiHOaiKK2+Ac5jm2ions cmzXvy2PHfalWCTwXyFLjA== 0001209191-06-015996.txt : 20060307 0001209191-06-015996.hdr.sgml : 20060307 20060307192712 ACCESSION NUMBER: 0001209191-06-015996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060303 FILED AS OF DATE: 20060307 DATE AS OF CHANGE: 20060307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kahn Jonathan CENTRAL INDEX KEY: 0001336100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 06671339 BUSINESS ADDRESS: BUSINESS PHONE: 949-362-5800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-03 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001336100 Kahn Jonathan 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 0 1 0 0 Sr. Vice President Common Stock 2006-02-27 4 M 0 5000 4.95 A 0 D Common Stock 2006-02-27 4 S 0 5000 9.23 D 0 D Employee Stock Option (right to buy) 4.95 2006-03-03 4 M 0 9.23 4.95 D 2015-07-27 Common Stock 5000 135000 D 25% Exercisable on 01/28/2006; balance exercisable in 18 successive equal monthly installments /s/ Diane Gulling, Attorney in Fact for Jonathan Kahn 2006-03-07 -----END PRIVACY-ENHANCED MESSAGE-----