-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTSijZoKcYQeahp0PytrLKRPwelndDkh2de8DU2AHyv8NCFj05fHXGPGDiZq3Ye6 I7f4+hzOJMw6wTxrWJTG+w== 0001209191-04-056526.txt : 20041208 0001209191-04-056526.hdr.sgml : 20041208 20041208161926 ACCESSION NUMBER: 0001209191-04-056526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041206 FILED AS OF DATE: 20041208 DATE AS OF CHANGE: 20041208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZABO GREGORY J CENTRAL INDEX KEY: 0001255114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 041191112 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-12-06 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001255114 SZABO GREGORY J 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 1 0 0 0 Common Stock 2004-12-06 4 M 0 10000 1.50 A 0 D Common Stock 2004-12-06 4 M 0 5000 0.88 A 0 D Common Stock 2004-12-06 4 S 0 15000 10.15 D 0 D Stock Option (right to buy) 1.50 2004-12-06 4 M 0 10000 1.50 D 2001-06-01 2011-05-31 Common Stock 10000 0 D Stock Option (right to buy) 0.88 2004-12-06 4 M 0 5000 0.88 D 2002-05-21 2012-05-20 Common Stock 5000 0 D /s/ Diane Gulling, Attorney in fact for Gregory J. Szabo 2004-12-08 -----END PRIVACY-ENHANCED MESSAGE-----