-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SIXjhn0GpkMC7FQP25rrsDeq/BDWlZeISw3QRWHner/WoOGWQFJBuiuvJNFgKFCK fUVF5tYZ4fBczaqkwSvhDg== 0001209191-04-035001.txt : 20040706 0001209191-04-035001.hdr.sgml : 20040705 20040706205416 ACCESSION NUMBER: 0001209191-04-035001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040702 FILED AS OF DATE: 20040706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZABO GREGORY J CENTRAL INDEX KEY: 0001255114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 04903456 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: SUITE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-07-02 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001255114 SZABO GREGORY J 51 COLUMBIA SUITE 200 ALISO VIEJO CA 92656 1 0 0 0 Stock Option (right to buy) 1.91 2004-07-02 4 A 0 5000 1.91 A 2004-07-02 2014-07-01 Common Stock 5000 5000 D Automatic grant to non-employee director Immediately exercisable. Shares issued on exercise are subject to a right of repurchase by the Company. Shares vest 100%, and the Company's right of repurchase lapses, upon optionee's completion of one year of service as a member of the Board measured from the grant date. /s/ Diane Gulling Attorney in Fact for Gregory J. Szabo 2004-07-06 -----END PRIVACY-ENHANCED MESSAGE-----