-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ryejn5b0BpzYlzMSi4BXhFpsqkMQzcNZjKP0AHsQ9UH2Al3vrhgDubnPkaJXBkjh J4zD7dG37cD1lMlgieIcTQ== 0000950137-05-015069.txt : 20051219 0000950137-05-015069.hdr.sgml : 20051219 20051219141030 ACCESSION NUMBER: 0000950137-05-015069 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20051216 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 051272085 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 8-K 1 a15569e8vk.htm FORM 8-K e8vk
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):      December 19, 2005 (December 16, 2005)
Smith Micro Software, Inc.
(Exact name of registrant as specified in its charter)
         
Delaware
(State or other jurisdiction
of incorporation)
  0-26536
(Commission
File Number)
  33-0029027
(IRS Employer
Identification No.)
         
51 Columbia, Suite 200, Aliso Viejo, California
(Address of principal executive offices)
  92656
(Zip Code)
Registrant’s telephone number, including area code:      (949) 362-5800
None
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 4d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 
 

 


TABLE OF CONTENTS

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Index to Exhibits
EXHIBIT 99.1


Table of Contents

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
5.02(d) Election of Director.
(1) On December 16, 2005, the board of directors of the Registrant voted to elect Ted L. Hoffman as a new director.
(2) Mr. Hoffman will be compensated in accordance with the Registrant’s compensation policy for non-employee directors as set forth in the section titled “Compensation of Directors” appearing in the Registrant’s Definitive Proxy Statement for the 2005 Annual Meeting of Stockholders filed June 10, 2005.
(3) None.
(4) None.
Item 9.01 Financial Statements and Exhibits.
9.01(c) Exhibits.
     99.1 Press Release of Smith Micro Software, Inc. dated December 19, 2005, announcing the election of Ted L. Hoffman as a member of the board of directors of the Registrant.

 


Table of Contents

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  SMITH MICRO SOFTWARE, INC.
(Registrant)
 
 
Date: December 19, 2005  By:   /s/ William W. Smith, Jr.    
    Name:   William W. Smith, Jr.   
    Title:   President and Chief Executive Officer   
 

 


Table of Contents

Index to Exhibits
     
Exhibit    
Number   Exhibit
 
   
99.1
  Press Release of Smith Micro Software, Inc. dated December 19, 2005, announcing the election of Ted L. Hoffman as a member of the board of directors of the Registrant.

 

EX-99.1 2 a15569exv99w1.htm EXHIBIT 99.1 exv99w1
 

EXHIBIT 99.1
(SMITHMICRO logo)
         
AT THE COMPANY:
Bruce T. Quigley
Vice President of Business Development
and Investor Relations
949-362-5800
  IR INQUIRIES:
Todd Kerli, Charles Messman
MKR Group
818-556-3700
  MEDIA INQUIRIES:
Steve Simon
S&S Public Relations
847-955-0700
bquigley@smithmicro.com
  todd@mkr-group.com   steve@sspr.com
 
FOR IMMEDIATE RELEASE
FORMER VERIZON WIRELESS EXECUTIVE NAMED TO SMITH MICRO BOARD
Ted L. Hoffman Added to the Smith Micro Board of Directors
ALISO VIEJO, CA — (Dec. 19, 2004) — Smith Micro Software Inc. (NASDAQ: SMSI), a developer and marketer of a wide range of software for the wireless market, announced Ted L. Hoffman has joined the company’s board of directors. Mr. Hoffman will help direct the company’s business initiatives as well as provide independent oversight of Smith Micro’s wireless data business on behalf of the company’s stockholders.
Mr. Hoffman recently retired as the vice president — technology development of Verizon Wireless where he was responsible for all network products and service development. He was with Verizon Wireless, and its predecessor Bell Atlantic Mobile, since July 1, 1993.
Mr. Hoffman was responsible for managing the company’s network transition from analog to digital Code Division Multiple Access (CDMA) infrastructure. In addition to the CDMA transition, he managed the build out of Verizon Wireless’ data infrastructure through coordination of the implementation of its CDPD, 1xRTT and EV-DO networks. He had responsibility for development of such products as vCast, Verizon’s wireless video service, location based services for wireless 911, enhanced messaging and many other products and services.
“I have been working with Smith Micro over the past few years at Verizon Wireless and I am looking forward to being a member of the team and excited about its prospects as the leader of providing wireless data connectivity software to the wireless market,” said Ted L. Hoffman.
“Ted brings to Smith Micro a wealth of wireless data market understanding and experience,” said William W. Smith, Jr., President and Chief Executive Officer of Smith Micro. “Due to his in-depth knowledge of the wireless data market and his business experience, we are very pleased to welcome him as a valuable addition to the board.”
-more-

 


 

Smith Micro Announces New Board Member   Page 2 of 2
About Smith Micro Software:
Smith Micro Software, Inc., headquartered in Aliso Viejo, CA, is a developer and marketer of wireless communication, broadband, eCommerce and utility software products for multiple OS platforms. The company designs integrated cross platform, easy-to-use software for personal computing and business solutions around the world. With a focus on Wireless and Broadband and Internet technologies, the company’s products and services enable wireless communications, eCommerce, eBusiness, Internet communications (voice-over-IP), video conferencing, network fax, and traditional computer telephony. Smith Micro’s complete line of products is available through original equipment manufacturers (OEMs), direct sales, retail stores, and value-added resellers (VARs). Smith Micro’s common stock trades on The NASDAQ Stock Market® under the symbol SMSI. For more information, contact Smith Micro at (949) 362-5800.
This release may contain forward-looking statements that involve risks and uncertainties, including without limitation risks and uncertainties relating to the company’s financial prospects and projections, the company’s ability to maintain sustained profitability and increase its business in the Wireless and Broadband segments. Among the important factors that could cause actual results to differ materially from those in the forward-looking statements are new and changing technologies, customer acceptance of those technologies, fluctuations or cancellations in orders from distribution customers, new and continuing adverse economic conditions, and the company’s ability to compete effectively with other software companies. These and other factors could cause actual results to differ materially from those presented in any forward-looking statement and are discussed in the company’s filings with the Securities and Exchange Commission including its recent filings on Forms 10-K and 10-Q.
Smith Micro and the Smith Micro logo are trademarks or registered trademarks of Smith Micro Software, Inc. All other trademarks and product names are the property of their respective companies.
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