-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1AQSrpu5NPWnHEDURU74lNcWTtd9uoFDuJci3M9Uaz1I/yO9/c+NzmVpcx0Y+Xg ck2k6EzXc8Li3U9LlSY9uA== 0000950123-10-071653.txt : 20100803 0000950123-10-071653.hdr.sgml : 20100803 20100803130510 ACCESSION NUMBER: 0000950123-10-071653 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100730 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 10986756 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 8-K 1 a56898e8vk.htm FORM 8-K e8vk
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) July 30, 2010
Smith Micro Software, Inc.
(Exact name of registrant as specified in its charter)
         
Delaware   0-26536   33-0029027
         
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
51 Columbia, Suite 200, Aliso Viejo, California   92656
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code                       (949) 362-5800                                        
None
 
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o   Pre-commencement communications pursuant to Rule 4d-2(b) under the Exchange Act
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 
 

 


TABLE OF CONTENTS

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Item 9.01. Financial Statements and Exhibits
EX-99.1


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Item 5.02   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
     (d) On July 30, 2010, the Board of Directors of Smith Micro Software, Inc. (the “Company”) appointed James E. Straight as a director of the Company for a term expiring on the date of the Company’s 2013 Annual Meeting of Stockholders or until his successor has been duly elected and qualified. The Board has fixed the size of the Board of Directors at six members to accommodate the addition of the new director. Mr. Straight has also been named a member of the Mergers & Acquisitions Committee of the Board.
     For his service as a director, Mr. Straight was issued a stock grant for 5,000 shares, vested immediately, under the Company’s 2005 Stock Option/Stock Issuance Plan, in lieu of receiving options under the Company’s Automatic Option Grant Program under such Plan.
     Mr. Straight has not been a party to, nor has he had a direct or indirect material interest in, any transaction with the Company during the Company’s current or preceding fiscal year.
Item 9.01.   Financial Statements and Exhibits
     (d) Exhibits.
         
Exhibit   Description
  99.1    
Press Release of Smith Micro Software, Inc. dated August 3, 2010.

 


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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
           
    SMITH MICRO SOFTWARE, INC.
(Registrant)
 
 
August 3, 2010    By:   /s/ William W. Smith, Jr.    
Date      Name:   William W. Smith, Jr.   
      Title:   President and Chief Executive Officer   
 

 


Table of Contents

Index to Exhibits
         
Exhibit Number   Exhibit
  99.1    
Press Release of Smith Micro Software, Inc. dated August 3, 2010.

 

EX-99.1 2 a56898exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
(SMITH MICRO SOFTWARE LOGO)
 
SMITH MICRO SOFTWARE ADDS TO BOARD OF DIRECTORS FORMER
VERIZON WIRELESS SENIOR VICE PRESIDENT JAMES STRAIGHT
Wireless Communications Veteran Brings Vast Mobile Product Marketing and
Development Expertise
ALISO VIEJO, CA — August 3, 2010 — Smith Micro Software, Inc. (NASDAQ: SMSI), a leading developer and marketer of software solutions for the mobility market, today announced the appointment of James Straight to its Board of Directors. A 25-year telecommunications veteran, Mr. Straight has held senior executive roles for several telecommunications companies and also served in the White House Communications Agency under the Reagan, Bush, and Clinton administrations. Mr. Straight’s expertise includes identifying market opportunities and working at the highest levels of government and multinational corporations on complex issues spanning wireless communications and the Internet.
“Jim is a passionate leader with a track record of successfully combining his technology vision with market opportunities. He is recognized as the catalyst for the advancement of wireless data services to consumer and enterprise customers while at Verizon Wireless,” said William W. Smith, Jr., President and CEO of Smith Micro Software. “His guidance will be instrumental to Smith Micro’s future growth as we continue to deliver the next generation of products and services for the mobile industry. I think Jim will add a new dimension to our board discussions.”
Straight added, “Smith Micro has an exceptional portfolio of communications products that are strategically aligned to help mobile operators and device OEMs deliver innovative products for advanced wireless users. I feel privileged to join this exciting and dynamic team, and look forward to working closely with Bill and the board during the next phase of Smith Micro’s rapid growth.”
At Verizon Wireless, Mr. Straight was responsible for product management and development activities for all consumer products under Verizon Wireless & Verizon Telecom. Mr. Straight is

 


 

a graduate of the University of Hawaii Pacific and holds degrees in Electronic Technology from the United Institute of Technology and the US Army Electronics Training.
About Smith Micro Software, Inc.:
Smith Micro Software, Inc. creates new possibilities by developing mobile applications and solutions to solve customer problems. Leveraging our broad market insight, we develop new applications that put you in control of your digital lifestyle. Our portfolio of products and services spans Connectivity Management, Communications and Content Management solutions.
Smith Micro also provides server software applications and services to help its customers manage their software investments.
More information about Smith Micro Software (NASDAQ: SMSI) can be found at www.smithmicro.com.
Safe Harbor Statement:
This release may contain forward-looking statements that involve risks and uncertainties, including without limitation forward-looking statements relating to the company’s net revenues guidance for fiscal 2010, its financial prospects and other projections of its performance, the company’s ability to increase its business and the anticipated timing and financial performance of its new products and potential acquisitions. Among the important factors that could cause actual results to differ materially from those expressed or implied in the forward-looking statements are changes in demand for the company’s products from its customers and their end-users, new and changing technologies, customer acceptance of those technologies, new and continuing adverse economic conditions, and the company’s ability to compete effectively with other software companies. These and other factors discussed in the company’s filings with the Securities and Exchange Commission, including its filings on Forms 10-K and 10-Q, could cause actual results to differ materially from those expressed or implied in any forward-looking statements. The forward-looking statements contained in this release are made on the basis of the views and assumptions of management regarding future events and business performance as of the date of this release, and the company does not undertake any obligation to update these statements to reflect events or circumstances occurring after the date of this release.
Smith Micro and the Smith Micro logo are registered trademarks or trademarks of Smith Micro Software, Inc. All other trademarks and product names are the property of their respective companies.
     
INVESTOR RELATIONS INQUIRIES:
   
Tom Matthews
  Charles Messman, Todd Kehrli
Smith Micro Software, Inc.
  MKR Group
Chief Strategy Officer
  +1 (323) 468-2300
+1 (949) 362-5800
  smsi@mkr-group.com

 

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