0000948708-24-000024.txt : 20240521
0000948708-24-000024.hdr.sgml : 20240521
20240521170827
ACCESSION NUMBER: 0000948708-24-000024
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20240521
DATE AS OF CHANGE: 20240521
EFFECTIVENESS DATE: 20240521
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC.
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-513906
FILM NUMBER: 24970577
BUSINESS ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
BUSINESS PHONE: 4128375300
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC
DATE OF NAME CHANGE: 20181023
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
D
1
primary_doc.xml
X0708
D
LIVE
0000948708
SMITH MICRO SOFTWARE, INC.
5800 CORPORATE DRIVE
PITTSBURGH
PA
PENNSYLVANIA
15237
4128375300
DELAWARE
SMITH MICRO SOFTWARE, INC
SMITH MICRO SOFTWARE INC
Corporation
true
James
M
Kempton
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Executive Officer
Vice President, Chief Financial Officer and Treasurer
William
W
Smith Jr.
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Executive Officer
Director
Chairman of the Board, President, and Chief Executive Officer
Andrew
Arno
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Thomas
G
Campbell
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Steven
L
Elfman
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Samuel
Gulko
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Asha
Keddy
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Chetan
Sharma
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Gregory
J
Szabo
5800 Corporate Drive
Pittsburgh
PA
PENNSYLVANIA
15237
Director
Telecommunications
Decline to Disclose
- 06b
false
2024-05-14
false
true
true
false
0
Roth Capital Partners, LLC
15407
None
None
888 San Clemente Drive Suite 400
Newport Beach
CA
CALIFORNIA
92660
CA
CALIFORNIA
true
Indefinite
0
Indefinite
Value of warrants indeterminable at time of offering. Warrants were issued in connection with a concurrent registered direct offering of common stock.
false
2
0
true
0
Fees paid to placement agent in connection with warrant issuance are indeterminable. Warrants were issued in connection with a concurrent registered direct offering of common stock.
0
false
SMITH MICRO SOFTWARE, INC.
/s/ James M. Kempton
James M. Kempton
Vice President, Chief Financial Officer and Treasurer
2024-05-21