(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
(Address of Principal Executive Offices) | (Zip Code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
Smith Micro Software, Inc. | ||||||||
Date: January 2, 2024 | By: | /s/ James M. Kempton | ||||||
James M. Kempton | ||||||||
Vice President and Chief Financial Officer |
Cover |
Dec. 27, 2023 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Document Period End Date | Dec. 27, 2023 |
Entity Registrant Name | Smith Micro Software, Inc. |
Entity Incorporation, State or Country Code | DE |
Entity File Number | 001-35525 |
Entity Tax Identification Number | 33-0029027 |
Entity Address, Address Line One | 5800 Corporate Drive |
Entity Address, City or Town | Pittsburgh |
Entity Address, State or Province | PA |
Entity Address, Postal Zip Code | 15237 |
City Area Code | 412 |
Local Phone Number | 837-5300 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock, par value $0.001 per share |
Trading Symbol | SMSI |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | false |
Entity Central Index Key | 0000948708 |
Amendment Flag | false |
>,O)49,OFJ8EK>)Y_V>GU@A[",ZAX!N?PO-!W,H^A\GC"HW+8$#I<
ML=.Y]+S@Q@OZ"-Y-A7=S#MXDCF'&ZXO#!?D([Y%/HC&+N&)OX'E0 +OR8&2F
M8,E 0'VOMEGOAU"GM@5%]R(WHM%^<;D%-T8O"[5:8W1'BX#_0W35G%@H^<9%
MU#B2+9J+"896+PP^ZNO?H2VD-C0E__#\Y$1M4?1[00>K/K]>%'S
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
B,I*;KBIBAA$KC"2Y M-=0IE@OCQNT>3]P-2_R$VY&O!V\B?_IW=WYMJQ7TC_*-\M$XX"1P7*]D$+AH M48Z3L#+8* 3U?%Q)\9+781R8<-=Q-)23Z#:^VT!:(97_D^K;=HV;V]96]TL9 M0L:Q!L*XHT))C$N8XT(2F6O+,@'.TWV\#?&B\V$O3DV^WS@>V$GPXQPA2[:\ M0(ES]U^X7V:9,%Q&3WSLW]_H0,GPFP,CG.$BEV(?SS6_ QX(F[8=F?#M+>MO%L_ N\2!TZ/'$]VA>R7^].C_4$L! A0#% @ M( B6)E*G>^O M$P Y'X !$ ( ! '-M '-D4$L! A0#% @ M( B6!]N 4U'"@ &ET !4 M ( !>!8 '-M K08 .(P 5 " ?(@ !S;7-I+3(P D,C,Q,C(W7W!R92YX;6Q02P4& 0 ! $ 0 TB< end