-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lhxx/UmQ4cSnVjFninrMNw4+HXxGk8EmQXm44mK52djl0+asS0dCo7yQmrtgdHzC 65BTGUg/NMW3uhVGXGR8DA== 0000892569-02-000266.txt : 20020414 0000892569-02-000266.hdr.sgml : 20020414 ACCESSION NUMBER: 0000892569-02-000266 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020208 ITEM INFORMATION: Other events FILED AS OF DATE: 20020212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-26536 FILM NUMBER: 02538870 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 8-K 1 a79059e8-k.htm FORM 8-K Smith Micro Software, Inc. Form 8-K
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

     Date of Report (Date of earliest event reported)      February 8, 2002

SMITH MICRO SOFTWARE, INC.

(Exact name of registrant as specified in its charter)
         
Delaware   0-26536   33-0029027
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
     
51 Columbia, Suite 200, Aliso Viejo, CA 92656
(Address of principal executive offices)
  
(Zip Code)

     Registrant’s telephone number, including area code      (949) 362-5800

Not Applicable

(Former name or former address, if changed since last report)

Item 5. Other Events.
SIGNATURE

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Item 5. Other Events.

     Our Chief Executive Officer and President and a Director of the Registrant, William Smith, and his wife, Rhonda Smith, a Director of the Registrant, have informed us that in order to diversify their investment portfolio while avoiding conflicts of interest or the appearance of any such conflicts that might arise from their positions with the Registrant, through a trust controlled by Mr. and Mrs. Smith, they have established a written sales plan in accordance with SEC Rule 10b5-1 for potentially selling a small portion of the shares they beneficially own. Specifically, we have been notified that under this plan up to 50,000 shares of the stock held by the Smith Trust may be sold, subject to certain conditions, each month during 2002, commencing February.

     The Board of Directors of the Registrant approved a corresponding amendment to the Registrant’s insider trading policy to permit its insiders to enter into these type of Rule 10b5-1 selling plans.

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SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

     
  Smith Micro Software, Inc.
     
     
  By: /s/ William W. Smith, Jr.
   
Date: February 8, 2002   William W. Smith, Jr.
Chief Executive Officer

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