¨
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Rule 13d-1(b)
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þ
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Rule 13d-1(c)
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¨
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Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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1.
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NAME OF REPORTING PERSON
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
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o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
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3.5%* (See Item 4)
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12.
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TYPE OF REPORTING PERSON
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1.
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NAME OF REPORTING PERSON
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
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0* (See Item 4)
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7.
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SOLE DISPOSITIVE POWER
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0* (See Item 4)
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8.
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SHARED DISPOSITIVE POWER
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
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o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
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0%* (See Item 4)
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12.
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TYPE OF REPORTING PERSON
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1.
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NAME OF REPORTING PERSON
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
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0* (See Item 4)
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7.
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SOLE DISPOSITIVE POWER
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0* (See Item 4)
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8.
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SHARED DISPOSITIVE POWER
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
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o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
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0%* (See Item 4)
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12.
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TYPE OF REPORTING PERSON
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1.
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NAME OF REPORTING PERSON
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
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0* (See Item 4)
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7.
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SOLE DISPOSITIVE POWER
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0* (See Item 4)
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8.
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SHARED DISPOSITIVE POWER
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
|
o
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
|
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0%* (See Item 4)
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12.
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TYPE OF REPORTING PERSON
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1.
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NAME OF REPORTING PERSON
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
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0* (See Item 4)
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7.
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SOLE DISPOSITIVE POWER
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0* (See Item 4)
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8.
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SHARED DISPOSITIVE POWER
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9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES:
|
o
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
|
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0%* (See Item 4)
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12.
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TYPE OF REPORTING PERSON
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ITEM 1 |
(a)
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Name of Issuer:
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(b)
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Address of Issuer’s Principal Executive Offices:
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ITEM 2 |
(a)
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Name of Person Filing:
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(b)
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Address of Principal Business Office, or, if None, Residence:
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(c)
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Citizenship:
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(d)
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Title of Class of Securities:
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(e)
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CUSIP Number:
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ITEM 3:
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If this Statement if Filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
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¨
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a.
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Broker or dealer registered under Section 15 of the Exchange Act.
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¨
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b.
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Bank as defined in Section 3(a)(6) of the Exchange Act.
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¨
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c.
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Insurance company as defined in Section 3(a)(19) of the Exchange Act.
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¨
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d.
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Investment company registered under Section 8 of the Investment Company Act.
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¨
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e.
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
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¨
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f.
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
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¨
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g.
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
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¨
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h.
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
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¨
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i.
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
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¨
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j.
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned: See item 9 of cover pages.
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(b)
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Percent of class: See item 11 of cover pages.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
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(ii)
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Shared power to vote or to direct the vote:
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(iii)
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Sole power to dispose or to direct the disposition of:
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(iv)
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Shared power to dispose or to direct the disposition of:
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ITEM 5:
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Ownership of Five Percent or Less of a Class.
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ITEM 6:
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Ownership of More than Five Percent on Behalf of Another Person.
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ITEM 7:
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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ITEM 8:
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Identification and Classification of Members of the Group.
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ITEM 9:
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Notice of Dissolution of Group.
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ITEM 10:
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Certifications.
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Dated: August 29, 2011
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IRONRIDGE GLOBAL IV, LTD.
|
|
By:
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/s/ David Sims
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|
Name: David Sims
|
||
Its: Vice President
|
||
Dated: August 29, 2011
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IRONRIDGE GLOBAL PARTNERS, LLC
|
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By:
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/s/ Keith Coulston
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Name: Keith Coulston
|
||
Its: Vice President
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||
Dated: August 29, 2011
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/s/ Brendan T. O’Neil
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Brendan T. O’Neil
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||
Dated: August 29, 2011
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/s/ Richard H. Kreger
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Richard H. Kreger
|
||
Dated: August 29, 2011
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/s/ John C. Kirkland
|
|
John C. Kirkland
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Dated: August 29, 2011
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IRONRIDGE GLOBAL IV, LTD.
|
|
By:
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/s/ David Sims
|
|
Name: David Sims
|
||
Its: Vice President
|
||
Dated: August 29, 2011
|
IRONRIDGE GLOBAL PARTNERS, LLC
|
|
By:
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/s/ Keith Coulston
|
|
Name: Keith Coulston
|
||
Its: Vice President
|
||
Dated: August 29, 2011
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/s/ Brendan T. O’Neil
|
|
Brendan T. O’Neil
|
||
Dated: August 29, 2011
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/s/ Richard H. Kreger
|
|
Richard H. Kreger
|
||
Dated: August 29, 2011
|
/s/ John C. Kirkland
|
|
John C. Kirkland
|