0001999371-23-000293.txt : 20231116 0001999371-23-000293.hdr.sgml : 20231116 20231116164505 ACCESSION NUMBER: 0001999371-23-000293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Elizabeth T CENTRAL INDEX KEY: 0001768671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 231415221 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 ownership.xml X0508 4 2023-11-14 0 0000094845 LEVI STRAUSS & CO LEVI 0001768671 O'Neill Elizabeth T C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Operations Officer 1 Class A Common Stock 2023-11-14 4 C 0 17106 0.00 A 114305 D Class A Common Stock 2023-11-14 4 S 0 17106 14.998 D 97199 D Stock Appreciation Rights 6.9 2023-11-14 4 M 0 63293 0.00 D 2024-02-01 Class B Common Stock 63293 0 D Class B Common Stock 2023-11-14 4 M 0 63293 6.9 A Class A Common Stock 63293 66053 D Class B Common Stock 2023-11-14 4 D 0 46187 15.00 D Class A Common Stock 46187 19866 D Class B Common Stock 2023-11-14 4 C 0 17106 0.00 D Class A Common Stock 17106 2760 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2023-11-16