0001493152-23-043933.txt : 20231207 0001493152-23-043933.hdr.sgml : 20231207 20231207060207 ACCESSION NUMBER: 0001493152-23-043933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Robert D. CENTRAL INDEX KEY: 0001770963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 231471004 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 ownership.xml X0508 4 2022-12-02 0 0000094845 LEVI STRAUSS & CO LEVI 0001770963 Haas Robert D. C/O ARGONAUT SECURITIES COMPANY 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 0 1 0 0 Class B Common Stock 0 2022-12-02 4 J 0 333936 0 D Class A Common Stock 26495655 I As trustee Class B Common Stock 0 2022-12-02 4 J 0 333936 0 A Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2022-12-02 4 J 0 104362 0 D Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2022-12-02 4 J 0 104362 0 A Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2022-12-02 4 J 0 238807 0 D Class A Common Stock 10360330 I By spouse as trustee Class B Common Stock 0 2022-12-02 4 J 0 238807 0 A Class A Common Stock 10360330 I By spouse Class B Common Stock 0 2022-12-02 4 J 0 74637 0 D Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2022-12-02 4 J 0 74637 0 A Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2023-01-31 4 G 0 1869 0 D Class A Common Stock 1869 D Class B Common Stock 0 2023-12-04 4 J 0 594749 0 D Class A Common Stock 26495655 I As trustee Class B Common Stock 0 2023-12-04 4 J 0 594749 0 A Class A Common Stock 26495655 I By grantor retained annuity trusts Class B Common Stock 0 2023-12-04 4 J 0 863128 0 D Class A Common Stock 10360330 I By spouse as trustee Class B Common Stock 0 2023-12-04 4 J 0 863128 0 A Class A Common Stock 10360330 I By spouse On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person, which shares were then transferred to a trust for which they serve as trustee. On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person, which shares were then transferred to a trust for which they serve as trustee. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership. Includes 7,371,877 shares held in trust for the benefit of others. The reporting person disclaims beneficial ownership of these shares. Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares. Gift of shares held by the reporting person. /s/ Parker B. Phillips, attorney-in-fact 2023-12-06