0001493152-20-021889.txt : 20201117
0001493152-20-021889.hdr.sgml : 20201117
20201117211251
ACCESSION NUMBER: 0001493152-20-021889
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201113
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haas Robert D.
CENTRAL INDEX KEY: 0001770963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 201322740
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
ownership.xml
X0306
4
2020-11-13
0
0000094845
LEVI STRAUSS & CO
LEVI
0001770963
Haas Robert D.
C/O ARGONAUT SECURITIES COMPANY
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
0
1
0
Class A Common Stock
2020-11-13
4
C
0
54582
0.00
A
54582
I
By grantor retained annuity trusts
Class A Common Stock
2020-11-13
4
S
0
54582
17.1103
D
0
I
By grantor retained annuity trusts
Class A Common Stock
2020-11-16
4
C
0
150150
0.00
A
150150
I
By grantor retained annuity trusts
Class A Common Stock
2020-11-16
4
S
0
150150
17.6544
D
0
I
By grantor retained annuity trusts
Class A Common Stock
2020-11-17
4
C
0
147074
0.00
A
147074
I
By grantor retained annuity trusts
Class A Common Stock
2020-11-17
4
S
0
147074
18.0557
D
0
I
By grantor retained annuity trusts
Class B Common Stock
0.00
2020-11-13
4
C
0
54582
0.00
D
Class A Common stock
4909797
I
By grantor retained annuity trusts
Class B Common Stock
0.00
Class A Common stock
4128261
I
By spouse
Class B Common Stock
0.00
Class A Common stock
29287513
I
See footnote
Class B Common Stock
0.00
Class A Common stock
247760
D
Class B Common Stock
0.00
2020-11-16
4
C
0
150150
0.00
D
Class A Common stock
4759647
I
By grantor retained annuity trusts
Class B Common Stock
0.00
Class A Common stock
4128261
I
By spouse
Class B Common Stock
0.00
Class A Common stock
29287513
I
See footnote
Class B Common Stock
0.00
Class A Common stock
247760
D
Class B Common Stock
0.00
2020-11-17
4
C
0
147074
0.00
D
Class A Common stock
4612573
I
By grantor retained annuity trusts
Class B Common Stock
0.00
Class A Common stock
4128261
I
By spouse
Class B Common Stock
0.00
Class A Common stock
29287513
I
See footnote
Class B Common Stock
0.00
Class A Common stock
247760
D
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
Price represents the weighted average sale price of the shares sold on November 13, 2020. The sale price ranged from $17.00 to $17.25 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Price represents the weighted average sale price of the shares sold on November 16, 2020. The sale price ranged from $17.325 to $17.795 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Price represents the weighted average sale price of the shares sold on November 17, 2020. The sale price ranged from $17.53 to $18.225 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.
/s/ Parker B. Phillips, attorney-in-fact
2020-11-17