0001493152-20-021889.txt : 20201117 0001493152-20-021889.hdr.sgml : 20201117 20201117211251 ACCESSION NUMBER: 0001493152-20-021889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201113 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Robert D. CENTRAL INDEX KEY: 0001770963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 201322740 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 ownership.xml X0306 4 2020-11-13 0 0000094845 LEVI STRAUSS & CO LEVI 0001770963 Haas Robert D. C/O ARGONAUT SECURITIES COMPANY 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2020-11-13 4 C 0 54582 0.00 A 54582 I By grantor retained annuity trusts Class A Common Stock 2020-11-13 4 S 0 54582 17.1103 D 0 I By grantor retained annuity trusts Class A Common Stock 2020-11-16 4 C 0 150150 0.00 A 150150 I By grantor retained annuity trusts Class A Common Stock 2020-11-16 4 S 0 150150 17.6544 D 0 I By grantor retained annuity trusts Class A Common Stock 2020-11-17 4 C 0 147074 0.00 A 147074 I By grantor retained annuity trusts Class A Common Stock 2020-11-17 4 S 0 147074 18.0557 D 0 I By grantor retained annuity trusts Class B Common Stock 0.00 2020-11-13 4 C 0 54582 0.00 D Class A Common stock 4909797 I By grantor retained annuity trusts Class B Common Stock 0.00 Class A Common stock 4128261 I By spouse Class B Common Stock 0.00 Class A Common stock 29287513 I See footnote Class B Common Stock 0.00 Class A Common stock 247760 D Class B Common Stock 0.00 2020-11-16 4 C 0 150150 0.00 D Class A Common stock 4759647 I By grantor retained annuity trusts Class B Common Stock 0.00 Class A Common stock 4128261 I By spouse Class B Common Stock 0.00 Class A Common stock 29287513 I See footnote Class B Common Stock 0.00 Class A Common stock 247760 D Class B Common Stock 0.00 2020-11-17 4 C 0 147074 0.00 D Class A Common stock 4612573 I By grantor retained annuity trusts Class B Common Stock 0.00 Class A Common stock 4128261 I By spouse Class B Common Stock 0.00 Class A Common stock 29287513 I See footnote Class B Common Stock 0.00 Class A Common stock 247760 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Price represents the weighted average sale price of the shares sold on November 13, 2020. The sale price ranged from $17.00 to $17.25 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Price represents the weighted average sale price of the shares sold on November 16, 2020. The sale price ranged from $17.325 to $17.795 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Price represents the weighted average sale price of the shares sold on November 17, 2020. The sale price ranged from $17.53 to $18.225 per share. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Held by trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares. /s/ Parker B. Phillips, attorney-in-fact 2020-11-17