0001493152-20-000394.txt : 20200109
0001493152-20-000394.hdr.sgml : 20200109
20200109071409
ACCESSION NUMBER: 0001493152-20-000394
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191124
FILED AS OF DATE: 20200109
DATE AS OF CHANGE: 20200109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haas Robert D.
CENTRAL INDEX KEY: 0001770963
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 20517024
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
5
1
ownership.xml
X0306
5
2019-11-24
0
0
0
0000094845
LEVI STRAUSS & CO
LEVI
0001770963
Haas Robert D.
C/O ARGONAUT SECURITIES COMPANY
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
0
1
0
Class B Common Stock
0
2019-05-30
5
J
0
2159065
0
D
Class A Common Stock
8283137
I
By grantor retained annuity trusts
Class B Common Stock
0
2019-05-30
5
J
0
2159065
0
A
Class A Common Stock
247760
D
Class B Common Stock
0
2019-05-30
5
J
0
1348345
0
D
Class A Common Stock
5445504
I
By grantor retained annuity trusts of spouse
Class B Common Stock
0
2019-05-30
5
J
0
1348345
0
A
Class A Common Stock
276480
D
Class B Common Stock
0
2019-05-30
5
J
0
2625803
0
D
Class A Common Stock
8283137
I
By grantor retained annuity trusts
Class B Common Stock
0
2019-05-30
5
J
0
2625803
0
A
Class A Common Stock
20545013
I
See footnote
Class B Common Stock
0
2019-05-30
5
J
0
1616451
0
D
Class A Common Stock
5445504
I
By grantor retained annuity trusts of spouse
Class B Common Stock
0
2019-05-30
5
J
0
1616451
0
A
Class A Common Stock
4762226
I
See footnote
Class B Common Stock
0
2019-05-30
5
J
0
1885426
0
D
Class A Common Stock
247760
D
Class B Common Stock
0
2019-05-30
5
J
0
1885426
0
A
Class A Common Stock
8283137
I
To grantor retained annuity trusts
Class B Common Stock
0
2019-05-30
5
J
0
1348345
0
D
Class A Common Stock
276480
D
Class B Common Stock
0
2019-05-30
5
J
0
1348345
0
A
Class A Common Stock
5445504
I
To grantor retained annuity trusts of spouse
Class B Common Stock
0
2019-05-30
5
J
0
273639
0
D
Class A Common Stock
247760
D
Class B Common Stock
0
2019-09-26
5
J
0
1788737
0
D
Class A Common Stock
8283137
I
By grantor retained annuity trusts
Class B Common Stock
0
2019-09-26
5
J
0
1788737
0
A
Class A Common Stock
247760
D
Class B Common Stock
0
2019-09-26
5
J
0
1111215
0
D
Class A Common Stock
5445504
I
By grantor retained annuity trusts of spouse
Class B Common Stock
0
2019-09-26
5
J
0
1111215
0
A
Class A Common Stock
276480
D
Class B Common Stock
0
2019-09-26
5
J
0
2518541
0
D
Class A Common Stock
8283137
I
By grantor retained annuity trusts
Class B Common Stock
0
2019-09-26
5
J
0
2518541
0
A
Class A Common Stock
20545013
I
See footnote
Class B Common Stock
0
2019-09-26
5
J
0
1460145
0
D
Class A Common Stock
5445504
I
By grantor retained annuity trusts of spouse
Class B Common Stock
0
2019-09-26
5
J
0
1460145
0
A
Class A Common Stock
4762226
I
See footnote
Class B Common Stock
0
2019-09-26
5
J
0
1788737
0
D
Class A Common Stock
247760
D
Class B Common Stock
0
2019-09-26
5
J
0
1788737
0
A
Class A Common Stock
8283137
I
To grantor retained annuity trusts
Class B Common Stock
0
2019-09-26
5
J
0
1111215
0
D
Class A Common Stock
276480
D
Class B Common Stock
0
2019-09-26
5
J
0
1111215
0
A
Class A Common Stock
5445504
I
To grantor retained annuity trusts of spouse
On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.
Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares.
On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.
On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.
Delivery of shares in satisfaction of loan owed to trust for reporting person's descendants.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Parker Phillips, attorney-in-fact
2020-01-08