0001493152-20-000394.txt : 20200109 0001493152-20-000394.hdr.sgml : 20200109 20200109071409 ACCESSION NUMBER: 0001493152-20-000394 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191124 FILED AS OF DATE: 20200109 DATE AS OF CHANGE: 20200109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Robert D. CENTRAL INDEX KEY: 0001770963 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 20517024 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 5 1 ownership.xml X0306 5 2019-11-24 0 0 0 0000094845 LEVI STRAUSS & CO LEVI 0001770963 Haas Robert D. C/O ARGONAUT SECURITIES COMPANY 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 0 1 0 Class B Common Stock 0 2019-05-30 5 J 0 2159065 0 D Class A Common Stock 8283137 I By grantor retained annuity trusts Class B Common Stock 0 2019-05-30 5 J 0 2159065 0 A Class A Common Stock 247760 D Class B Common Stock 0 2019-05-30 5 J 0 1348345 0 D Class A Common Stock 5445504 I By grantor retained annuity trusts of spouse Class B Common Stock 0 2019-05-30 5 J 0 1348345 0 A Class A Common Stock 276480 D Class B Common Stock 0 2019-05-30 5 J 0 2625803 0 D Class A Common Stock 8283137 I By grantor retained annuity trusts Class B Common Stock 0 2019-05-30 5 J 0 2625803 0 A Class A Common Stock 20545013 I See footnote Class B Common Stock 0 2019-05-30 5 J 0 1616451 0 D Class A Common Stock 5445504 I By grantor retained annuity trusts of spouse Class B Common Stock 0 2019-05-30 5 J 0 1616451 0 A Class A Common Stock 4762226 I See footnote Class B Common Stock 0 2019-05-30 5 J 0 1885426 0 D Class A Common Stock 247760 D Class B Common Stock 0 2019-05-30 5 J 0 1885426 0 A Class A Common Stock 8283137 I To grantor retained annuity trusts Class B Common Stock 0 2019-05-30 5 J 0 1348345 0 D Class A Common Stock 276480 D Class B Common Stock 0 2019-05-30 5 J 0 1348345 0 A Class A Common Stock 5445504 I To grantor retained annuity trusts of spouse Class B Common Stock 0 2019-05-30 5 J 0 273639 0 D Class A Common Stock 247760 D Class B Common Stock 0 2019-09-26 5 J 0 1788737 0 D Class A Common Stock 8283137 I By grantor retained annuity trusts Class B Common Stock 0 2019-09-26 5 J 0 1788737 0 A Class A Common Stock 247760 D Class B Common Stock 0 2019-09-26 5 J 0 1111215 0 D Class A Common Stock 5445504 I By grantor retained annuity trusts of spouse Class B Common Stock 0 2019-09-26 5 J 0 1111215 0 A Class A Common Stock 276480 D Class B Common Stock 0 2019-09-26 5 J 0 2518541 0 D Class A Common Stock 8283137 I By grantor retained annuity trusts Class B Common Stock 0 2019-09-26 5 J 0 2518541 0 A Class A Common Stock 20545013 I See footnote Class B Common Stock 0 2019-09-26 5 J 0 1460145 0 D Class A Common Stock 5445504 I By grantor retained annuity trusts of spouse Class B Common Stock 0 2019-09-26 5 J 0 1460145 0 A Class A Common Stock 4762226 I See footnote Class B Common Stock 0 2019-09-26 5 J 0 1788737 0 D Class A Common Stock 247760 D Class B Common Stock 0 2019-09-26 5 J 0 1788737 0 A Class A Common Stock 8283137 I To grantor retained annuity trusts Class B Common Stock 0 2019-09-26 5 J 0 1111215 0 D Class A Common Stock 276480 D Class B Common Stock 0 2019-09-26 5 J 0 1111215 0 A Class A Common Stock 5445504 I To grantor retained annuity trusts of spouse On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person. On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares. Transfers to trusts for the benefit of the reporting person's descendants. Mr. Haas disclaims beneficial ownership of these shares. On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries. On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares. Delivery of shares in satisfaction of loan owed to trust for reporting person's descendants. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Parker Phillips, attorney-in-fact 2020-01-08