0001209191-23-045436.txt : 20230811
0001209191-23-045436.hdr.sgml : 20230811
20230811161738
ACCESSION NUMBER: 0001209191-23-045436
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211128
FILED AS OF DATE: 20230811
DATE AS OF CHANGE: 20230811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman David A
CENTRAL INDEX KEY: 0001768697
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 231164382
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1127
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
5
1
doc5.xml
FORM 5 SUBMISSION
X0508
5
2021-11-28
0
0
1
0000094845
LEVI STRAUSS & CO
LEVI
0001768697
Friedman David A
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
1
0
0
0
1
Class A Common Stock
2021-07-15
5
G
0
L
33333
0.00
D
214845
I
See Footnote
Class A Common Stock
2021-07-15
5
G
0
L
33333
0.00
A
235325
D
Class A Common Stock
2021-07-15
4
S
0
L
33333
28.92
D
235325
D
Class A Common Stock
2021-09-28
4
C
0
L
170000
0.00
A
214845
I
See Footnote
Class A Common Stock
2021-09-28
5
G
0
L
170000
0.00
D
214845
I
See Footnote
Class A Common Stock
2021-10-11
4
C
0
L
200000
0.00
A
214845
I
See Footnote
Class B Common Stock
2021-09-28
4
C
0
L
170000
0.00
D
Class A Common Stock
170000
1487540
I
See Footnote
Class B Common Stock
2021-10-11
4
C
0
L
200000
0.00
D
Class A Common Stock
200000
1287540
I
See Footnote
Class B Common Stock
Class A Common Stock
8828
8828
D
The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
Includes 16,313 restricted stock units (RSUs) that may be settled in shares of Class A Common Stock, including RSUs previously issued in the form of dividend equivalent rights. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. 10,828 of the RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant and 5,485 of the RSUs vest in full on the first anniversary of the date of grant.
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents weighted average sales price. The shares were sold at prices ranging from $28.559 to $30.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
2023-08-11