0001209191-23-033463.txt : 20230601 0001209191-23-033463.hdr.sgml : 20230601 20230601200422 ACCESSION NUMBER: 0001209191-23-033463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230531 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE SETH CENTRAL INDEX KEY: 0001263162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 23986342 MAIL ADDRESS: STREET 1: 3250 VAN NESS AVE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-31 0 0000094845 LEVI STRAUSS & CO LEVI 0001263162 JAFFE SETH C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Legal Officer 1 Class A Common Stock 2023-05-31 4 C 0 2938 0.00 A 176670 D Class A Common Stock 2023-05-31 4 S 0 2938 13.45 D 173732 D Stock Appreciation Rights 6.90 2023-05-31 4 M 0 12055 0.00 D 2024-02-01 Class B Common Stock 12055 96435 D Class B Common Stock 2023-05-31 4 M 0 12055 6.90 A Class A Common Stock 12055 240535 D Class B Common Stock 2023-05-31 4 D 0 9117 13.48 D Class A Common Stock 9117 231418 D Class B Common Stock 2023-05-31 4 C 0 2938 0.00 D Class A Common Stock 2938 228480 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2023-06-01