0001209191-23-025256.txt : 20230421 0001209191-23-025256.hdr.sgml : 20230421 20230421183502 ACCESSION NUMBER: 0001209191-23-025256 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200127 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bergh Charles V CENTRAL INDEX KEY: 0001436534 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 23837568 MAIL ADDRESS: STREET 1: 105 CORPORATE CENTER BOULEVARD CITY: GREENSBORO STATE: NC ZIP: 27408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2020-01-27 2020-02-03 0 0000094845 LEVI STRAUSS & CO LEVI 0001436534 Bergh Charles V C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 1 1 0 0 President and CEO 0 Class B Common Stock 2020-01-27 4 A 0 634215 0.00 A Class A Common Stock 634215 1128234 D Class B Common Stock 2020-01-27 4 F 0 314429 20.25 D Class A Common Stock 314429 813805 D Class B Common Stock 2020-01-30 4 F 0 32973 19.75 D Class A Common Stock 32973 780832 D Class B Common Stock Class A Common Stock 1638590 1638590 I See Footnote Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 27, 2020. This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on February 3, 2020 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 471,930 shares of Class B common stock subject to restricted stock units, (i) 225,010 of which were awarded in 2017 and vest on February 1, 2020, (ii) 125,500 of which were awarded in 2018, 37,940 of which vest on January 30, 2020, and the remainder of which vest in two equal annual installments beginning January 30, 2021 and (iii) 121,420 of which were awarded in 2019, which vest in four equal annual installments beginning on January 30, 2020. Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units. The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2023-04-21