0001209191-23-025252.txt : 20230421 0001209191-23-025252.hdr.sgml : 20230421 20230421182950 ACCESSION NUMBER: 0001209191-23-025252 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Elizabeth T CENTRAL INDEX KEY: 0001768671 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 23837559 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2019-03-25 2019-03-27 0 0000094845 LEVI STRAUSS & CO LEVI 0001768671 O'Neill Elizabeth T C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Operations Officer 0 Common Stock 2019-03-25 4 J 0 2760 0.00 D 52190 D Common Stock 2019-03-25 4 J 0 52190 0.00 D 0 D Class B Common Stock 2019-03-25 4 J 0 2760 0.00 A Class A Common Stock 2760 2760 D Class B Common Stock 2019-03-25 4 J 0 52190 0.00 A Class A Common Stock 52190 54950 D Stock Appreciation Rights 14.875 2019-03-25 4 J 0 55900 0.00 D 2029-01-29 Common Stock 55900 0 D Stock Appreciation Rights 14.875 2019-03-25 4 J 0 55900 0.00 A 2029-01-29 Class B Common Stock 55900 55900 D Stock Appreciation Rights 9.60 2019-03-25 4 J 0 66940 0.00 D 2025-01-30 Common Stock 66940 0 D Stock Appreciation Rights 9.60 2019-03-25 4 J 0 66940 0.00 A 2025-01-30 Class B Common Stock 66940 66940 D Stock Appreciation Rights 6.90 2019-03-25 4 J 0 92990 0.00 D 2024-02-01 Common Stock 92990 0 D Stock Appreciation Rights 6.90 2019-03-25 4 J 0 92990 0.00 A 2024-02-01 Class B Common Stock 92990 92990 D Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. This Form 4/A is being filed to correct the disclosure relating to RSUs set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020. Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock (and, after the conversion noted in footnote (1), Class B Common Stock) with a value equal to the increase in the fair market value of one share of such stock from the date of grant of the SAR. 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2023-04-21