0001209191-23-025245.txt : 20230421 0001209191-23-025245.hdr.sgml : 20230421 20230421182405 ACCESSION NUMBER: 0001209191-23-025245 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman David A CENTRAL INDEX KEY: 0001768697 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 23837543 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0407 4/A 2019-03-25 2019-03-27 0 0000094845 LEVI STRAUSS & CO LEVI 0001768697 Friedman David A C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 1 0 0 0 0 Common Stock 2019-03-25 4 J 0 8580 0.00 D 0 D Common Stock 2019-03-25 4 J 0 2377540 0.00 D 0 I See footnote Common Stock 2019-03-25 4 J 0 1464540 0.00 D 0 I See footnote Class A Common Stock 2019-03-25 4 C 0 150000 0.00 A 150000 I See footnote Class A Common Stock 2019-03-25 4 S 0 150000 17.00 D 0 I See footnote Class B Common Stock 2019-03-25 4 J 0 8580 0.00 A Class A Common Stock 8580 8580 D Class B Common Stock 2019-03-25 4 J 0 2377540 0.00 A Class A Common Stock 2377540 2377540 I See footnote Class B Common Stock 2019-03-25 4 J 0 1464540 0.00 A Class A Common Stock 1464540 1464540 I See footnote Class B Common Stock 2019-03-25 4 C 0 150000 0.00 D Class A Common Stock 150000 2227540 I See footnote Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification. Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature. The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2023-04-21