0001209191-23-025245.txt : 20230421
0001209191-23-025245.hdr.sgml : 20230421
20230421182405
ACCESSION NUMBER: 0001209191-23-025245
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20230421
DATE AS OF CHANGE: 20230421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Friedman David A
CENTRAL INDEX KEY: 0001768697
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 23837543
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1127
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0407
4/A
2019-03-25
2019-03-27
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768697
Friedman David A
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
1
0
0
0
0
Common Stock
2019-03-25
4
J
0
8580
0.00
D
0
D
Common Stock
2019-03-25
4
J
0
2377540
0.00
D
0
I
See footnote
Common Stock
2019-03-25
4
J
0
1464540
0.00
D
0
I
See footnote
Class A Common Stock
2019-03-25
4
C
0
150000
0.00
A
150000
I
See footnote
Class A Common Stock
2019-03-25
4
S
0
150000
17.00
D
0
I
See footnote
Class B Common Stock
2019-03-25
4
J
0
8580
0.00
A
Class A Common Stock
8580
8580
D
Class B Common Stock
2019-03-25
4
J
0
2377540
0.00
A
Class A Common Stock
2377540
2377540
I
See footnote
Class B Common Stock
2019-03-25
4
J
0
1464540
0.00
A
Class A Common Stock
1464540
1464540
I
See footnote
Class B Common Stock
2019-03-25
4
C
0
150000
0.00
D
Class A Common Stock
150000
2227540
I
See footnote
Immediately prior to the closing of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This Form 4/A is being filed to correct the disclosure relating to such RSUs (the "Class B RSUs") set forth in the Form 4 filed on March 27, 2019 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4. DERs issued with regard to the Class B RSUs after the date of the Original Form 4 were also incorrectly reported on Table I instead of Table II, as a result of the initial misclassification.
Each share is represented by a restricted stock unit (RSU) that may be settled in shares of Class B Common Stock, including RSUs previously issued in the form of dividend equivalent rights (DERs). Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. The RSUs vest in a series of three equal installments on the dates that are 13, 24 and 36 months following the date of grant. Certain of such RSUs are subject to a deferral delivery feature.
The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
2023-04-21