0001209191-22-058741.txt : 20221123 0001209191-22-058741.hdr.sgml : 20221123 20221123185340 ACCESSION NUMBER: 0001209191-22-058741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221121 FILED AS OF DATE: 20221123 DATE AS OF CHANGE: 20221123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellison Seth M. CENTRAL INDEX KEY: 0001768700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 221417361 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-21 0 0000094845 LEVI STRAUSS & CO LEVI 0001768700 Ellison Seth M. C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Commercial Officer Class A Common Stock 2022-11-21 4 C 0 2829 0.00 A 92775 D Class A Common Stock 2022-11-21 4 S 0 2735 15.61 D 90040 D Stock Appreciation Rights 6.90 2022-11-21 4 M 0 3754 0.00 D 2024-02-01 Class B Common Stock 3754 0 D Class B Common Stock 2022-11-21 4 M 0 3754 6.90 A Class A Common Stock 3754 3754 D Class B Common Stock 2022-11-21 4 D 0 2767 15.66 D Class A Common Stock 3222 987 D Stock Appreciation Rights 6.10 2022-11-21 4 M 0 6415 0.00 D 2023-02-09 Class B Common Stock 6415 0 D Class B Common Stock 2022-11-21 4 M 0 6415 6.10 A Class A Common Stock 6415 7402 D Class B Common Stock 2022-11-21 4 D 0 4573 15.66 D Class A Common Stock 4573 2829 D Class B Common Stock 2022-11-21 4 C 0 2829 0.00 D Class A Common Stock 2829 0 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.58 to $15.631. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for taxes upon exercise of a stock appreciation right. The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2022-11-23