0001209191-22-058741.txt : 20221123
0001209191-22-058741.hdr.sgml : 20221123
20221123185340
ACCESSION NUMBER: 0001209191-22-058741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221121
FILED AS OF DATE: 20221123
DATE AS OF CHANGE: 20221123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 221417361
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1127
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-21
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Chief Commercial Officer
Class A Common Stock
2022-11-21
4
C
0
2829
0.00
A
92775
D
Class A Common Stock
2022-11-21
4
S
0
2735
15.61
D
90040
D
Stock Appreciation Rights
6.90
2022-11-21
4
M
0
3754
0.00
D
2024-02-01
Class B Common Stock
3754
0
D
Class B Common Stock
2022-11-21
4
M
0
3754
6.90
A
Class A Common Stock
3754
3754
D
Class B Common Stock
2022-11-21
4
D
0
2767
15.66
D
Class A Common Stock
3222
987
D
Stock Appreciation Rights
6.10
2022-11-21
4
M
0
6415
0.00
D
2023-02-09
Class B Common Stock
6415
0
D
Class B Common Stock
2022-11-21
4
M
0
6415
6.10
A
Class A Common Stock
6415
7402
D
Class B Common Stock
2022-11-21
4
D
0
4573
15.66
D
Class A Common Stock
4573
2829
D
Class B Common Stock
2022-11-21
4
C
0
2829
0.00
D
Class A Common Stock
2829
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.58 to $15.631. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% of these stock appreciation rights are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
2022-11-23