0001209191-22-057728.txt : 20221117 0001209191-22-057728.hdr.sgml : 20221117 20221117192512 ACCESSION NUMBER: 0001209191-22-057728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221115 FILED AS OF DATE: 20221117 DATE AS OF CHANGE: 20221117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellison Seth M. CENTRAL INDEX KEY: 0001768700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 221400181 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-15 0 0000094845 LEVI STRAUSS & CO LEVI 0001768700 Ellison Seth M. C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Commercial Officer Class A Common Stock 2022-11-15 4 C 0 4315 0.00 A 94261 D Class A Common Stock 2022-11-15 4 S 0 4315 16.35 D 89946 D Class A Common Stock 2022-11-16 4 C 0 4250 0.00 A 94196 D Class A Common Stock 2022-11-16 4 S 0 4250 15.91 D 89946 D Stock Appreciation Rights 6.90 2022-11-15 4 M 0 4500 0.00 D 2024-02-01 Class B Common Stock 4500 17254 D Class B Common Stock 2022-11-15 4 M 0 4500 6.90 A Class A Common Stock 4500 4500 D Class B Common Stock 2022-11-15 4 D 0 3279 16.32 D Class A Common Stock 3279 1221 D Stock Appreciation Rights 6.10 2022-11-15 4 M 0 10500 0.00 D 2023-02-09 Class B Common Stock 10500 37915 D Class B Common Stock 2022-11-15 4 M 0 10500 6.10 A Class A Common Stock 10500 11721 D Class B Common Stock 2022-11-15 4 D 0 7406 16.32 D Class A Common Stock 7406 4315 D Class B Common Stock 2022-11-15 4 C 0 4315 0.00 D Class A Common Stock 4315 0 D Stock Appreciation Rights 6.90 2022-11-16 4 M 0 4500 0.00 D 2024-02-01 Class B Common Stock 4500 12754 D Class B Common Stock 2022-11-16 4 M 0 4500 6.90 A Class A Common Stock 4500 4500 D Class B Common Stock 2022-11-16 4 D 0 3300 15.95 D Class A Common Stock 3300 1200 D Stock Appreciation Rights 6.10 2022-11-16 4 M 0 10500 0.00 D 2023-02-09 Class B Common Stock 10500 27415 D Class B Common Stock 2022-11-16 4 M 0 10500 6.10 A Class A Common Stock 10500 11700 D Class B Common Stock 2022-11-16 4 D 0 7450 15.95 D Class A Common Stock 7450 4250 D Class B Common Stock 2022-11-16 4 C 0 4250 0.00 D Class A Common Stock 4250 0 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.32 to $16.361. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.899 to $15.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for taxes upon exercise of a stock appreciation right. The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2022-11-17