0001209191-22-057728.txt : 20221117
0001209191-22-057728.hdr.sgml : 20221117
20221117192512
ACCESSION NUMBER: 0001209191-22-057728
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221115
FILED AS OF DATE: 20221117
DATE AS OF CHANGE: 20221117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 221400181
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1127
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-15
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Chief Commercial Officer
Class A Common Stock
2022-11-15
4
C
0
4315
0.00
A
94261
D
Class A Common Stock
2022-11-15
4
S
0
4315
16.35
D
89946
D
Class A Common Stock
2022-11-16
4
C
0
4250
0.00
A
94196
D
Class A Common Stock
2022-11-16
4
S
0
4250
15.91
D
89946
D
Stock Appreciation Rights
6.90
2022-11-15
4
M
0
4500
0.00
D
2024-02-01
Class B Common Stock
4500
17254
D
Class B Common Stock
2022-11-15
4
M
0
4500
6.90
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2022-11-15
4
D
0
3279
16.32
D
Class A Common Stock
3279
1221
D
Stock Appreciation Rights
6.10
2022-11-15
4
M
0
10500
0.00
D
2023-02-09
Class B Common Stock
10500
37915
D
Class B Common Stock
2022-11-15
4
M
0
10500
6.10
A
Class A Common Stock
10500
11721
D
Class B Common Stock
2022-11-15
4
D
0
7406
16.32
D
Class A Common Stock
7406
4315
D
Class B Common Stock
2022-11-15
4
C
0
4315
0.00
D
Class A Common Stock
4315
0
D
Stock Appreciation Rights
6.90
2022-11-16
4
M
0
4500
0.00
D
2024-02-01
Class B Common Stock
4500
12754
D
Class B Common Stock
2022-11-16
4
M
0
4500
6.90
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2022-11-16
4
D
0
3300
15.95
D
Class A Common Stock
3300
1200
D
Stock Appreciation Rights
6.10
2022-11-16
4
M
0
10500
0.00
D
2023-02-09
Class B Common Stock
10500
27415
D
Class B Common Stock
2022-11-16
4
M
0
10500
6.10
A
Class A Common Stock
10500
11700
D
Class B Common Stock
2022-11-16
4
D
0
7450
15.95
D
Class A Common Stock
7450
4250
D
Class B Common Stock
2022-11-16
4
C
0
4250
0.00
D
Class A Common Stock
4250
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.32 to $16.361. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.899 to $15.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% of these stock appreciation rights are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
2022-11-17