0001209191-22-056986.txt : 20221115
0001209191-22-056986.hdr.sgml : 20221115
20221115160901
ACCESSION NUMBER: 0001209191-22-056986
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221110
FILED AS OF DATE: 20221115
DATE AS OF CHANGE: 20221115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 221391250
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1127
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-10
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Chief Commercial Officer
Class A Common Stock
2022-11-10
4
C
0
4100
0.00
A
94046
D
Class A Common Stock
2022-11-10
4
S
0
4100
15.11
D
89946
D
Class A Common Stock
2022-11-11
4
C
0
4167
0.00
A
94113
D
Class A Common Stock
2022-11-11
4
S
0
4167
15.47
D
89946
D
Class A Common Stock
2022-11-14
4
C
0
4277
0.00
A
94223
D
Class A Common Stock
2022-11-14
4
S
0
4277
16.16
D
89946
D
Stock Appreciation Rights
6.90
2022-11-10
4
M
0
4500
0.00
D
2024-02-01
Class B Common Stock
4500
30754
D
Class B Common Stock
2022-11-10
4
M
0
4500
6.90
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2022-11-10
4
D
0
3349
15.15
D
Class A Common Stock
3349
1151
D
Stock Appreciation Rights
6.10
2022-11-10
4
M
0
10500
0.00
D
2023-02-09
Class B Common Stock
10500
69415
D
Class B Common Stock
2022-11-10
4
M
0
10500
6.10
A
Class A Common Stock
10500
11651
D
Class B Common Stock
2022-11-10
4
D
0
7551
15.15
D
Class A Common Stock
7551
4100
D
Class B Common Stock
2022-11-10
4
C
0
4100
0.00
D
Class A Common Stock
4100
0
D
Stock Appreciation Rights
6.90
2022-11-11
4
M
0
4500
0.00
D
2024-02-01
Class B Common Stock
4500
26254
D
Class B Common Stock
2022-11-11
4
M
0
4500
6.90
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2022-11-11
4
D
0
3327
15.50
D
Class A Common Stock
3327
1173
D
Stock Appreciation Rights
6.10
2022-11-11
4
M
0
10500
0.00
D
2023-02-09
Class B Common Stock
10500
58915
D
Class B Common Stock
2022-11-11
4
M
0
10500
6.10
A
Class A Common Stock
10500
11673
D
Class B Common Stock
2022-11-11
4
D
0
7506
15.50
D
Class A Common Stock
7506
4167
D
Class B Common Stock
2022-11-11
4
C
0
4167
0.00
D
Class A Common Stock
4167
0
D
Stock Appreciation Rights
6.90
2022-11-14
4
M
0
4500
0.00
D
2024-02-01
Class B Common Stock
4500
21754
D
Class B Common Stock
2022-11-14
4
M
0
4500
6.90
A
Class A Common Stock
4500
4500
D
Class B Common Stock
2022-11-14
4
D
0
3291
16.10
D
Class A Common Stock
3291
1209
D
Stock Appreciation Rights
6.10
2022-11-14
4
M
0
10500
0.00
D
2023-02-09
Class B Common Stock
10500
48415
D
Class B Common Stock
2022-11-14
4
M
0
10500
6.10
A
Class A Common Stock
10500
11709
D
Class B Common Stock
2022-11-14
4
D
0
7432
16.10
D
Class A Common Stock
7432
4277
D
Class B Common Stock
2022-11-14
4
C
0
4277
0.00
D
Class A Common Stock
4277
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% of these stock appreciation rights are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
2022-11-15
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these presents that the undersigned hereby constitutes and appoints
each of Seth Jaffe, Nanci Prado and Priscilla Duncan-Tannous, signing
individually, as the undersigned's true and lawful attorneys-in-fact and agents
to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director and/or more than 10% stockholder of Levi Strauss & Co.
(the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the SEC and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney in fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney in fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney in fact may approve in such
attorney in fact's discretion.
The undersigned hereby grants to each such attorney in fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney in fact, or such attorney
in fact's substitute or substitutes, shall lawfully do or cause to be done by
virtue of this power of attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys in fact, in serving in
such capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact
individually, until such attorney-in-fact is no longer employed by the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 19th day of July, 2022.
By: /s/ Seth M. Ellison
Name: Seth M. Ellison