0001209191-22-056986.txt : 20221115 0001209191-22-056986.hdr.sgml : 20221115 20221115160901 ACCESSION NUMBER: 0001209191-22-056986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellison Seth M. CENTRAL INDEX KEY: 0001768700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 221391250 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-10 0 0000094845 LEVI STRAUSS & CO LEVI 0001768700 Ellison Seth M. C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Commercial Officer Class A Common Stock 2022-11-10 4 C 0 4100 0.00 A 94046 D Class A Common Stock 2022-11-10 4 S 0 4100 15.11 D 89946 D Class A Common Stock 2022-11-11 4 C 0 4167 0.00 A 94113 D Class A Common Stock 2022-11-11 4 S 0 4167 15.47 D 89946 D Class A Common Stock 2022-11-14 4 C 0 4277 0.00 A 94223 D Class A Common Stock 2022-11-14 4 S 0 4277 16.16 D 89946 D Stock Appreciation Rights 6.90 2022-11-10 4 M 0 4500 0.00 D 2024-02-01 Class B Common Stock 4500 30754 D Class B Common Stock 2022-11-10 4 M 0 4500 6.90 A Class A Common Stock 4500 4500 D Class B Common Stock 2022-11-10 4 D 0 3349 15.15 D Class A Common Stock 3349 1151 D Stock Appreciation Rights 6.10 2022-11-10 4 M 0 10500 0.00 D 2023-02-09 Class B Common Stock 10500 69415 D Class B Common Stock 2022-11-10 4 M 0 10500 6.10 A Class A Common Stock 10500 11651 D Class B Common Stock 2022-11-10 4 D 0 7551 15.15 D Class A Common Stock 7551 4100 D Class B Common Stock 2022-11-10 4 C 0 4100 0.00 D Class A Common Stock 4100 0 D Stock Appreciation Rights 6.90 2022-11-11 4 M 0 4500 0.00 D 2024-02-01 Class B Common Stock 4500 26254 D Class B Common Stock 2022-11-11 4 M 0 4500 6.90 A Class A Common Stock 4500 4500 D Class B Common Stock 2022-11-11 4 D 0 3327 15.50 D Class A Common Stock 3327 1173 D Stock Appreciation Rights 6.10 2022-11-11 4 M 0 10500 0.00 D 2023-02-09 Class B Common Stock 10500 58915 D Class B Common Stock 2022-11-11 4 M 0 10500 6.10 A Class A Common Stock 10500 11673 D Class B Common Stock 2022-11-11 4 D 0 7506 15.50 D Class A Common Stock 7506 4167 D Class B Common Stock 2022-11-11 4 C 0 4167 0.00 D Class A Common Stock 4167 0 D Stock Appreciation Rights 6.90 2022-11-14 4 M 0 4500 0.00 D 2024-02-01 Class B Common Stock 4500 21754 D Class B Common Stock 2022-11-14 4 M 0 4500 6.90 A Class A Common Stock 4500 4500 D Class B Common Stock 2022-11-14 4 D 0 3291 16.10 D Class A Common Stock 3291 1209 D Stock Appreciation Rights 6.10 2022-11-14 4 M 0 10500 0.00 D 2023-02-09 Class B Common Stock 10500 48415 D Class B Common Stock 2022-11-14 4 M 0 10500 6.10 A Class A Common Stock 10500 11709 D Class B Common Stock 2022-11-14 4 D 0 7432 16.10 D Class A Common Stock 7432 4277 D Class B Common Stock 2022-11-14 4 C 0 4277 0.00 D Class A Common Stock 4277 0 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for taxes upon exercise of a stock appreciation right. The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2022-11-15 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Know all by these presents that the undersigned hereby constitutes and appoints each of Seth Jaffe, Nanci Prado and Priscilla Duncan-Tannous, signing individually, as the undersigned's true and lawful attorneys-in-fact and agents to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or more than 10% stockholder of Levi Strauss & Co. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of July, 2022. By: /s/ Seth M. Ellison Name: Seth M. Ellison