0001209191-22-055021.txt : 20221101 0001209191-22-055021.hdr.sgml : 20221101 20221101160432 ACCESSION NUMBER: 0001209191-22-055021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE SETH CENTRAL INDEX KEY: 0001263162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 221350190 MAIL ADDRESS: STREET 1: 3250 VAN NESS AVE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1127 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-31 0 0000094845 LEVI STRAUSS & CO LEVI 0001263162 JAFFE SETH C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & General Counsel Class A Common Stock 2022-10-31 4 C 0 11266 0.00 A 159565 D Class A Common Stock 2022-10-31 4 S 0 11266 15.03 D 148299 D Stock Appreciation Rights 6.10 2022-10-31 4 M 0 37777 0.00 D 2023-02-09 Class B Common Stock 37777 75553 D Class B Common Stock 2022-10-31 4 M 0 37777 6.10 A Class A Common Stock 37777 266257 D Class B Common Stock 2022-10-31 4 D 0 26511 15.08 D Class A Common Stock 26511 239746 D Class B Common Stock 2022-10-31 4 C 0 11266 0.00 D Class A Common Stock 11266 228480 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.05. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Represents shares withheld by the company for taxes upon exercise of a stock appreciation right. /s/ Priscilla Duncan-Tannous, Attorney-in-Fact 2022-11-01