0001209191-21-044950.txt : 20210702 0001209191-21-044950.hdr.sgml : 20210702 20210702161901 ACCESSION NUMBER: 0001209191-21-044950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE SETH CENTRAL INDEX KEY: 0001263162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 211070352 MAIL ADDRESS: STREET 1: 3250 VAN NESS AVE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-30 0 0000094845 LEVI STRAUSS & CO LEVI 0001263162 JAFFE SETH C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & General Counsel Class A Common Stock 2021-07-01 4 C 0 41787 0.00 A 158578 D Class A Common Stock 2021-07-01 4 S 0 41787 27.67 D 116791 D Stock Appreciation Rights 7.425 2021-06-30 4 M 0 113203 0.00 D 2022-02-04 Class B Common Stock 113203 113203 D Class B Common Stock 2021-06-30 4 M 0 113203 7.425 A Class A Common Stock 113203 341683 D Class B Common Stock 2021-06-30 4 D 0 71416 27.72 D Class A Common Stock 71416 270267 D Class B Common Stock 2021-07-01 4 C 0 41787 0.00 D Class A Common Stock 41787 228480 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Price represents the weighted average sale price of the shares sold. The sale price ranged from $27.48 to $28.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. 100% of these stock appreciation rights are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ David Jedrzejek, Attorney-in-Fact 2021-07-02