0001209191-21-020888.txt : 20210316 0001209191-21-020888.hdr.sgml : 20210316 20210316165947 ACCESSION NUMBER: 0001209191-21-020888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Elizabeth T CENTRAL INDEX KEY: 0001768671 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 21746692 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-12 0 0000094845 LEVI STRAUSS & CO LEVI 0001768671 O'Neill Elizabeth T C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Operations Officer Class A Common Stock 2021-03-15 4 C 0 10863 0.00 A 75330 D Class A Common Stock 2021-03-15 4 S 0 41412 25.59 D 33918 D Stock Appreciation Rights 6.90 2021-03-12 4 M 0 29697 0.00 D 2024-02-01 Class B Common Stock 29697 63293 D Class B Common Stock 2021-03-12 4 M 0 29697 6.90 A Class A Common Stock 29697 32457 D Class B Common Stock 2021-03-12 4 D 0 18834 24.48 D Class A Common Stock 18834 13623 D Class B Common Stock 2021-03-15 4 C 0 10863 0.00 D Class A Common Stock 10863 2760 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.24 to $25.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ David Jedrzejek, Attorney-in-Fact 2021-03-16