0001209191-20-062357.txt : 20201208 0001209191-20-062357.hdr.sgml : 20201208 20201208185257 ACCESSION NUMBER: 0001209191-20-062357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201204 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Marc CENTRAL INDEX KEY: 0001768725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 201376473 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-04 0 0000094845 LEVI STRAUSS & CO LEVI 0001768725 Rosen Marc C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Pres. Direct-to-Customer Class A Common Stock 2020-12-04 4 C 0 58621 0.00 A 136123 D Class A Common Stock 2020-12-07 4 S 0 60941 19.45 D 75182 D Class A Common Stock 28350 I See Footnote Stock Appreciation Rights 7.43 2020-12-04 4 M 0 26100 0.00 D 2022-02-04 Class B Common Stock 26100 0 D Class B Common Stock 2020-12-04 4 M 0 26100 7.43 A Class A Common Stock 26100 26100 D Stock Appreciation Rights 6.10 2020-12-04 4 M 0 82830 0.00 D 2023-02-09 Class B Common Stock 82830 0 D Class B Common Stock 2020-12-04 4 M 0 82830 6.10 A Class A Common Stock 82830 108930 D Stock Appreciation Rights 6.90 2020-12-04 4 M 0 42620 0.00 D 2024-02-01 Class B Common Stock 42620 21310 D Class B Common Stock 2020-12-04 4 M 0 42620 6.90 A Class A Common Stock 42620 151550 D Stock Appreciation Rights 9.60 2020-12-04 4 M 0 28690 0.00 D 2025-01-20 Class B Common Stock 28690 28690 D Class B Common Stock 2020-12-04 4 M 0 28690 9.60 A Class A Common Stock 28690 180240 D Class B Common Stock 2020-12-04 4 D 0 121619 19.83 D Class A Common Stock 121619 58621 D Class B Common Stock 2020-12-04 4 C 0 58621 0.00 D Class A Common Stock 58621 0 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.30 to $19.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. 100% of these stock appreciation rights (SARs) are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 100% of these stock appreciation rights are fully vested. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. /s/ Cynthia Lee, Attorney-in-Fact 2020-12-08