0001209191-20-060874.txt : 20201201
0001209191-20-060874.hdr.sgml : 20201201
20201201161506
ACCESSION NUMBER: 0001209191-20-060874
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201127
FILED AS OF DATE: 20201201
DATE AS OF CHANGE: 20201201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 201361024
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-27
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & President, Europe
Class A Common Stock
2020-11-27
4
C
0
47217
0.00
A
173225
D
Class A Common Stock
2020-11-30
4
S
0
122707
18.67
D
50518
D
Stock Appreciation Rights
6.10
2020-11-27
4
M
0
137390
0.00
D
2023-02-09
Class B Common Stock
137390
159830
D
Class B Common Stock
2020-11-27
4
M
0
137390
6.10
A
Class A Common Stock
137390
137390
D
Class B Common Stock
2020-11-27
4
D
0
90173
19.16
D
Class A Common Stock
90173
47217
D
Class B Common Stock
2020-11-30
4
C
0
47217
0.00
D
Class A Common Stock
47217
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.34 to $19.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Cynthia Lee, Attorney-in-Fact
2020-11-30