0001209191-20-060874.txt : 20201201 0001209191-20-060874.hdr.sgml : 20201201 20201201161506 ACCESSION NUMBER: 0001209191-20-060874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellison Seth M. CENTRAL INDEX KEY: 0001768700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 201361024 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-27 0 0000094845 LEVI STRAUSS & CO LEVI 0001768700 Ellison Seth M. C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & President, Europe Class A Common Stock 2020-11-27 4 C 0 47217 0.00 A 173225 D Class A Common Stock 2020-11-30 4 S 0 122707 18.67 D 50518 D Stock Appreciation Rights 6.10 2020-11-27 4 M 0 137390 0.00 D 2023-02-09 Class B Common Stock 137390 159830 D Class B Common Stock 2020-11-27 4 M 0 137390 6.10 A Class A Common Stock 137390 137390 D Class B Common Stock 2020-11-27 4 D 0 90173 19.16 D Class A Common Stock 90173 47217 D Class B Common Stock 2020-11-30 4 C 0 47217 0.00 D Class A Common Stock 47217 0 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.34 to $19.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Cynthia Lee, Attorney-in-Fact 2020-11-30