0001209191-20-058158.txt : 20201112
0001209191-20-058158.hdr.sgml : 20201112
20201112192802
ACCESSION NUMBER: 0001209191-20-058158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201110
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosen Marc
CENTRAL INDEX KEY: 0001768725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 201308637
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-10
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768725
Rosen Marc
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Pres. Direct-to-Customer
Class A Common Stock
2020-11-11
4
C
0
56946
0.00
A
134448
D
Class A Common Stock
2020-11-11
4
S
0
56946
17.10
D
77502
D
Class A Common Stock
28350
I
See Footnote
Stock Appreciation Rights
6.10
2020-11-10
4
M
0
174350
0.00
D
2023-02-09
Class B Common Stock
174350
82830
D
Class B Common Stock
2020-11-10
4
M
0
174350
6.10
A
Class A Common Stock
174350
174350
D
Class B Common Stock
2020-11-10
4
D
0
117404
17.32
D
Class A Common Stock
117404
56946
D
Class B Common Stock
2020-11-11
4
C
0
56946
0.00
D
Class A Common Stock
59946
0
D
The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
100% of these stock appreciation rights are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Cynthia Lee, Attorney-in-Fact
2020-11-12