0001209191-20-003329.txt : 20200114 0001209191-20-003329.hdr.sgml : 20200114 20200114172448 ACCESSION NUMBER: 0001209191-20-003329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200110 FILED AS OF DATE: 20200114 DATE AS OF CHANGE: 20200114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eisenhardt Elizabeth H CENTRAL INDEX KEY: 0001792748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 20526701 MAIL ADDRESS: STREET 1: 1155 BATTERY ST STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-10 0 0000094845 LEVI STRAUSS & CO LEVI 0001792748 Eisenhardt Elizabeth H 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2020-01-14 4 S 0 20298 18.9465 D 0 D Class A Common Stock 2020-01-14 4 C 0 20298 0.00 A 20298 D Class A Common Stock 2020-01-14 4 S 0 10938 18.9465 D 371693 I Trustee Class A Common Stock 2020-01-13 4 S 0 14540 18.7928 D 0 D Class A Common Stock 2020-01-13 4 C 0 14540 0.00 A 14540 D Class A Common Stock 2020-01-13 4 S 0 7836 18.7928 D 382631 I Trustee Class A Common Stock 2020-01-10 4 S 0 18377 18.503 D 0 D Class A Common Stock 2020-01-10 4 C 0 18377 0.00 A 18377 D Class A Common Stock 2020-01-10 4 S 0 9903 18.503 D 390467 I Trustee Class B Common Stock 2020-01-14 4 C 0 20298 0.00 D Class A Common Stock 20298 2022171 D Class B Common Stock 2020-01-13 4 C 0 14540 0.00 D Class A Common Stock 14540 2042469 D Class B Common Stock 2020-01-10 4 C 0 18377 0.00 D Class A Common Stock 18377 2057009 D Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.630 to $19.130 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.560 to $18.920 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.280 to $18.700 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Parker B. Phillips, Attorney-in-Fact 2020-01-14