0001209191-20-002423.txt : 20200107 0001209191-20-002423.hdr.sgml : 20200107 20200107210712 ACCESSION NUMBER: 0001209191-20-002423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200107 DATE AS OF CHANGE: 20200107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eisenhardt Elizabeth H CENTRAL INDEX KEY: 0001792748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 20514421 MAIL ADDRESS: STREET 1: 1155 BATTERY ST STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-03 0 0000094845 LEVI STRAUSS & CO LEVI 0001792748 Eisenhardt Elizabeth H 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2020-01-07 4 S 0 11772 19.244 D 0 D Class A Common Stock 2020-01-07 4 C 0 11772 0.00 A 11772 D Class A Common Stock 2020-01-07 4 S 0 6344 19.244 D 412124 I Trustee Class A Common Stock 2020-01-06 4 S 0 6583 19.0746 D 0 D Class A Common Stock 2020-01-06 4 C 0 6583 0.00 A 6583 D Class A Common Stock 2020-01-06 4 S 0 3548 19.0746 D 418468 I Trustee Class A Common Stock 2020-01-03 4 S 0 4595 19.1075 D 0 D Class A Common Stock 2020-01-03 4 C 0 4595 0.00 A 4595 D Class A Common Stock 2020-01-03 4 S 0 2477 19.1075 D 422016 I Trustee Class B Common Stock 2020-01-07 4 C 0 11772 0.00 D Class A Common Stock 11772 2097206 D Class B Common Stock 2020-01-06 4 C 0 6583 0.00 D Class A Common Stock 6583 2108978 D Class B Common Stock 2020-01-03 4 C 0 4595 0.00 D Class A Common Stock 4595 2115561 D Shares disposed of pursuant to a previously established Rule 10b5-1 plan. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.0542 to $19.4250 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes shares held by a trust for which the reporting person serves as trustee, which shares were converted from Class B to Class A on September 18, 2019, and had been inadvertently omitted from previous filings. These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.860 to $19.220 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.900 to $19.180 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Parker B. Phillips, as Attorney-in-Fact 2020-01-07