0001209191-19-061645.txt : 20191220 0001209191-19-061645.hdr.sgml : 20191220 20191220183252 ACCESSION NUMBER: 0001209191-19-061645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20191220 DATE AS OF CHANGE: 20191220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bagattini Roy CENTRAL INDEX KEY: 0001768720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 191303095 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-18 0 0000094845 LEVI STRAUSS & CO LEVI 0001768720 Bagattini Roy C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & President, Americas Class A Common Stock 2019-12-18 4 S 0 34410 19.5359 D 79420 D Class A Common Stock 2019-12-19 4 C 0 4920 0.00 A 84340 D Class A Common Stock 2019-12-19 4 S 0 4920 19.62 D 79420 D Stock Appreciation Rights 7.425 2019-12-18 4 M 0 15590 0.00 D 2022-02-04 Class B Common Stock 15590 8130 D Class B Common Stock 2019-12-18 4 M 0 15590 7.425 A Class A Common Stock Stock 15590 15590 D Class B Common Stock 2019-12-18 4 D 0 10670 19.85 D Class A Common Stock Stock 10670 4920 D Class B Common Stock 2019-12-19 4 C 0 4920 0.00 D Class A Common Stock 4920 0 D The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.50 to $19.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. 100% of these SARs are fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Cynthia Lee, Attorney-in-Fact 2019-12-20