0001209191-19-060210.txt : 20191212
0001209191-19-060210.hdr.sgml : 20191212
20191212161813
ACCESSION NUMBER: 0001209191-19-060210
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191210
FILED AS OF DATE: 20191212
DATE AS OF CHANGE: 20191212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 191282030
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-10
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & President, Europe
Class A Common Stock
2019-12-11
4
C
0
8020
0.00
A
86180
D
Class A Common Stock
2019-12-11
4
S
0
8020
17.97
D
78160
D
Stock Appreciation Rights
7.425
2019-12-10
4
M
0
8210
0.00
D
2022-02-04
Class B Common Stock
8210
0
D
Class B Common Stock
2019-12-10
4
M
0
8210
7.425
A
Class A Common Stock
8210
8210
D
Class B Common Stock
2019-12-10
4
D
0
5781
17.97
D
Class A Common Stock
5781
2429
D
Stock Appreciation Rights
6.10
2019-12-10
4
M
0
16790
0.00
D
2023-02-09
Class B Common Stock
16790
322220
D
Class B Common Stock
2019-12-10
4
M
0
16790
6.10
A
Class A Common Stock
16790
16790
D
Class B Common Stock
2019-12-10
4
D
0
11199
17.97
D
Class A Common Stock
11199
5591
D
Class B Common Stock
2019-12-11
4
C
0
8020
0.00
D
Class A Common Stock
8020
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.87 to $18.03. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
100% of these SARs are fully vested.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 92,390 are time-based SARs from an original grant of 275,800 SARs, of which 183,410 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter.
/s/ Cynthia Lee, Attorney-in-Fact
2019-12-12