0001209191-19-022068.txt : 20190401 0001209191-19-022068.hdr.sgml : 20190401 20190401191129 ACCESSION NUMBER: 0001209191-19-022068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brockett Gavin CENTRAL INDEX KEY: 0001772309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 19722413 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-25 0 0000094845 LEVI STRAUSS & CO LEVI 0001772309 Brockett Gavin C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 Sr VP, Global Controller, PAO Common Stock 2019-03-25 4 J 0 42580 D 0 D Class A Common Stock 2019-03-25 4 J 0 42580 A 42580 D Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 42,580 RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020. Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020. /s/ Cynthia Lee, Attorney-in-Fact 2019-04-01