0001209191-19-021546.txt : 20190327
0001209191-19-021546.hdr.sgml : 20190327
20190327202355
ACCESSION NUMBER: 0001209191-19-021546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190325
FILED AS OF DATE: 20190327
DATE AS OF CHANGE: 20190327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Neill Elizabeth T
CENTRAL INDEX KEY: 0001768671
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 19709674
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1125
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-25
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768671
O'Neill Elizabeth T
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Pres.Prod., Innov. Supp.
Common Stock
2019-03-25
4
J
0
54950
D
0
D
Class A Common Stock
2019-03-25
4
J
0
52190
A
52190
D
Class B Common Stock
2019-03-25
4
J
0
2760
0.00
A
Class A Common Stock
2760
2760
D
Stock Appreciation Rights
14.875
2019-03-25
4
J
0
55900
0.00
D
2029-01-29
Common Stock
55900
0
D
Stock Appreciation Rights
14.875
2019-03-25
4
J
0
55900
0.00
A
2029-01-29
Class B Common Stock
55900
55900
D
Stock Appreciation Rights
9.60
2019-03-25
4
J
0
66940
0.00
D
2025-01-30
Common Stock
66940
0
D
Stock Appreciation Rights
9.60
2019-03-25
4
J
0
66940
0.00
A
2025-01-30
Class B Common Stock
66940
66940
D
Stock Appreciation Rights
6.90
2019-03-25
4
J
0
92990
0.00
D
2024-02-01
Common Stock
92990
0
D
Stock Appreciation Rights
6.90
2019-03-25
4
J
0
92990
0.00
A
2024-02-01
Class B Common Stock
92990
92990
D
Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
52,190 of the shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 52,190 RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.
Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 21,730 RSUs vest on February 1, 2020, (ii) 13,660 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 16,800 RSUs vest in four equal annual installments beginning on January 30, 2020.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR.
25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.
Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.
25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.
25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
/s/ Cynthia Lee, Attorney-in-Fact
2019-03-27