0001209191-19-021536.txt : 20190327 0001209191-19-021536.hdr.sgml : 20190327 20190327201801 ACCESSION NUMBER: 0001209191-19-021536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190325 FILED AS OF DATE: 20190327 DATE AS OF CHANGE: 20190327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman David A CENTRAL INDEX KEY: 0001768697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 19709647 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-25 0 0000094845 LEVI STRAUSS & CO LEVI 0001768697 Friedman David A C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 2019-03-25 4 J 0 8580 D 0 D Class A Common Stock 2019-03-25 4 J 0 8580 A 8580 D Common Stock 2019-03-25 4 J 0 2377540 D 0 I See footnote Common Stock 2019-03-25 4 J 0 1464540 D 0 I See footnote Class A Common Stock 2019-03-25 4 C 0 150000 0.00 A 150000 I See footnote Class A Common Stock 2019-03-25 4 S 0 150000 17.00 D 0 I See footnote Class B Common Stock 2019-03-25 4 J 0 2377540 0.00 A Class A Common Stock 2377540 2377540 I See footnote Class B Common Stock 2019-03-25 4 J 0 1464540 0.00 A Class A Common Stock 1464540 1464540 I See footnote Class B Common Stock 2019-03-25 4 C 0 150000 0.00 D Class A Common Stock 150000 2227540 I See footnote Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share is represented by a restricted stock unit (RSU), 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. Each share is represented by an RSU, 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant. The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee. The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Cynthia Lee, Attorney-in-Fact 2019-03-27