0000899243-19-027147.txt : 20191112 0000899243-19-027147.hdr.sgml : 20191112 20191112200937 ACCESSION NUMBER: 0000899243-19-027147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Walter J CENTRAL INDEX KEY: 0001792252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 191211415 MAIL ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walter J. Haas 2019 Trust 1A CENTRAL INDEX KEY: 0001792250 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 191211416 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-501-4885 MAIL ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-08 0 0000094845 LEVI STRAUSS & CO LEVI 0001792252 Haas Walter J 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 0001792250 Walter J. Haas 2019 Trust 1A 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2019-11-12 4 S 0 34908 17.0477 D 0 D Class A Common Stock 2019-11-12 4 C 0 34908 0.00 A 34908 D Class A Common Stock 2019-11-11 4 S 0 22321 17.0579 D 0 D Class A Common Stock 2019-11-11 4 C 0 22321 0.00 A 22321 D Class A Common Stock 2019-11-08 4 S 0 50749 17.1022 D 0 D Class A Common Stock 2019-11-08 4 C 0 50749 0.00 A 50749 D Class B Common Stock 2019-11-12 4 C 0 34908 0.00 D Class A Common Stock 34908 1206511 D Class B Common Stock 2019-11-11 4 C 0 22321 0.00 D Class A Common Stock 22321 1241419 D Class B Common Stock 2019-11-08 4 C 0 50749 0.00 D Class A Common Stock 50749 1263740 D Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.970 to $17.240 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.000 to $17.210 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.960 to $17.430 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Parker B. Phillips, Attorney in-fact 2019-11-12 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

      Know all by these presents that the undersigned hereby constitutes and
appoints Jesse B. Debban, signing singly, as the undersigned's true and lawful
attorney-in-fact, and Parker B. Phillips, signing singly, as the undersigned's
agent to:

      (1)    execute for and on behalf of the undersigned, in the undersigned's
             capacity as an officer or director or 10% beneficial owner of Levi
             Strauss & Co. (the "Company"), Forms 3, 4 and 5 in accordance with
             Section 16(a) of the Securities Exchange Act of 1934 and the rules
             thereunder;

      (2)    do and perform any and all acts for and on behalf of the
             undersigned which may be necessary or desirable to complete and
             execute any such Form 3, 4, or 5, complete and execute any
             amendment or amendments thereto, and timely file such form with the
             United States Securities and Exchange Commission and any stock
             exchange or similar authority; and

      (3)    take any other action of any type whatsoever in connection with the
             foregoing which, in the opinion of such attorney-in-fact, may be of
             benefit to, in the best interest of, or legally required by, the
             undersigned, it being understood that the documents executed by
             such attorney-in-fact on behalf of the undersigned pursuant to this
             Power of Attorney shall be in such form and shall contain such
             terms and conditions as such attorney-in-fact may approve in such
             attorney-in-fact's discretion.

      The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted.

      The undersigned acknowledges that the foregoing attorney-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.  This Power of Attorney
shall remain in full force and effect until the undersigned is no longer
required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of
and transactions in securities issued by the Company, unless earlier revoked by
the undersigned in a signed writing delivered to the foregoing attorney-in-fact.



      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 18th day of October, 2019.



                                            /s/ Walter J. Haas
                                           ----------------------------------
                                           Walter J. Haas



                                            /s/ Walter J. Haas
                                           ---------------------------------
                                           Walter J. Haas, Trustee
                                           Walter J. Haas 2019 Trust 1A