0000899243-19-026617.txt : 20191104 0000899243-19-026617.hdr.sgml : 20191104 20191104195517 ACCESSION NUMBER: 0000899243-19-026617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191030 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Walter J CENTRAL INDEX KEY: 0001792252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 191191284 MAIL ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walter J. Haas 2019 Trust 1A CENTRAL INDEX KEY: 0001792250 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 191191285 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-501-4885 MAIL ADDRESS: STREET 1: 1155 BATTERY ST. STREET 2: C/O ARGONAUT SECURITIES CO. CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-30 0 0000094845 LEVI STRAUSS & CO LEVI 0001792252 Haas Walter J 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 0001792250 Walter J. Haas 2019 Trust 1A 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2019-11-01 4 S 0 57941 17.8558 D 0 D Class A Common Stock 2019-11-01 4 C 0 57941 0.00 A 57941 D Class A Common Stock 2019-10-31 4 S 0 54058 17.7004 D 0 D Class A Common Stock 2019-10-31 4 C 0 54058 0.00 A 54058 D Class A Common Stock 2019-10-30 4 S 0 94411 17.626 D 0 D Class A Common Stock 2019-10-30 4 C 0 94411 0.00 A 94411 D Class B Common Stock 2019-11-01 4 C 0 57941 0.00 D Class A Common Stock 57941 1538650 D Class B Common Stock 2019-10-31 4 C 0 54058 0.00 D Class A Common Stock 54058 1596591 D Class B Common Stock 2019-10-30 4 C 0 94411 0.00 D Class A Common Stock 94411 1650649 D Shares disposed of pursuant to a previously established Rule 10b5-1 plan. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.730 to $17.960 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.350 to $17.840 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.240 to $17.825 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Parker B. Phillips, Attorney in-fact 2019-11-01 EX-24 2 attachment1.htm EX-24 DOCUMENT
                               POWER OF ATTORNEY

   Know all by these presents that the undersigned hereby constitutes and
appoints Jesse B. Debban, signing singly, as the undersigned's true and lawful
attorney-in-fact, and Parker B. Phillips, signing singly, as the undersigned's
agent to:

   (1)  execute for and on behalf of the undersigned, in the undersigned's
        capacity as an officer or director or 10% beneficial owner of Levi
        Strauss & Co. (the "Company"), Forms 3, 4 and 5 in accordance with
        Section 16(a) of the Securities Exchange Act of 1934 and the rules
        thereunder;

    (2) do and perform any and all acts for and on behalf of the
        undersigned which may be necessary or desirable to complete and execute
        any such Form 3, 4, or 5, complete and execute any amendment or
        amendments thereto, and timely file such form with the United States
        Securities and Exchange Commission and any stock exchange or similar
        authority; and

    (3) take any other action of any type whatsoever in connection with
        the foregoing which, in the opinion of such attorney-in-fact, may be of
        benefit to, in the best interest of, or legally required by, the
        undersigned, it being understood that the documents executed by such
        attorney-in-fact on behalf of the undersigned pursuant to this Power of
        Attorney shall be in such form and shall contain such terms and
        conditions as such attorney-in-fact may approve in such attorney-in-
        fact's discretion.

    The undersigned hereby grants to such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Power of Attorney and the rights and powers herein
granted.

    The undersigned acknowledges that the foregoing attorney-in-fact, in serving
in such capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.  This Power of Attorney shall
remain in full force and effect until the undersigned is no longer required to
file Forms 3, 4, and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorney-in-fact.



    IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 18th day of October, 2019.


                                         /s/ Walter J. Haas
                                         ----------------------------------
                                         Walter J. Haas


                                         /s/ Walter J. Haas
                                         ----------------------------------
                                         Walter J. Haas, Trustee
                                         Walter J. Haas 2019 Trust 1A