0000899140-21-000456.txt : 20210420 0000899140-21-000456.hdr.sgml : 20210420 20210419212307 ACCESSION NUMBER: 0000899140-21-000456 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31057 FILM NUMBER: 21836083 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hall Kathryn A. CENTRAL INDEX KEY: 0001512944 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: SIXTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13G/A 1 h13ga2.htm SCHEDULE 13G/A, AMENDMENT #2


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Levi Strauss & Co.
(Name of Issuer)

Class A Common Stock, $0.001 par value per share
(Title of Class of Securities)

52736R102
(CUSIP Number)

March 29, 2021
(Date of Event which Requires Filing
of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 
[   ]
Rule 13d-1(b)
  
 
[   ]
Rule 13d-1(c)
  
 
[X]
Rule 13d-1(d)
  


*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 52736R102   

13G
Page 2 of 6 Pages  
1
NAME OF REPORTING PERSON
 
Kathryn A. Hall
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)  ☐
(b)  ☒
 
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
5
SOLE VOTING POWER
 
3,175,675
6
SHARED VOTING POWER
 
857,020
7
SOLE DISPOSITIVE POWER
 
3,175,675
8
SHARED DISPOSITIVE POWER
 
857,020
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,032,695
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES            ☐
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
4.8%
12
TYPE OF REPORTING PERSON*
IN
 
*SEE INSTRUCTION BEFORE FILLING OUT

Item 1(a)
Name of Issuer:
   
 
Levi Strauss & Co.
   
Item 1(b)
Address of Issuer's Principal Executive Offices:
   
 
1155 Battery Street
 
San Francisco, CA 94111
   
Item 2(a)
Name of Person Filing:
   
 
Kathryn A. Hall
   
Item 2(b)
Address or Principal Business Office or, if none, residence:
   
 
One Maritime Plaza, 6th Floor
 
San Francisco, CA 94111
   
Item 2(c)
Citizenship:
   
 
United States
   
Item 2(d)
Title of Class of Securities:
   
 
Class A Common Stock, $0.001 par value per share
   
Item 2(e)
CUSIP Number:
   
 
52736R102
   
Item 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or
 
(c), check whether the person filing is a:
   
 
Not applicable.

Item 4
Ownership:


Provide the following information regarding the aggregate number and percentage of the class of securities of issuer identified in Item 1.
 
 
 
(a)
Amount beneficially owned: 4,032,695
 
The following shares are indirectly beneficially owned by Ms. Hall. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
(i) 881,415 shares of Class A Common Stock and 2,115,410 shares of Class B Common Stock held by a limited liability company, of which Ms. Hall is Manager, for the benefit of others and for which Ms. Hall has sole voting and investment power.
(ii) 178,850 shares of Class B Common Stock held by trusts, of which Ms. Hall is Trustee, for the benefit of others and for which Ms. Hall has sole voting and investment power.
(iii) 84,840 shares of Class A Common Stock and 772,180 shares of Class B Common Stock held by trusts, of which Ms. Hall is Co-Trustee, for the benefit of others and for which Ms. Hall has shared voting and investment power.
 
 
 
 
(b)
Percent of class: 4.8%
 
Based on (x) the 80,774,783 shares of Class A Common Stock outstanding as of February 26, 2021 as reported by the Issuer’s Definitive Proxy Statement on Schedule 14A filed on March 9, 2021, plus (y) the 3,066,440 shares of Class B Common Stock held by the entities described above in 4(a) as of March 29, 2021, which are treated as converted into Class A Common Stock only for the purpose of computing the percentage ownership of the reporting person.
 
 
 
(c)
Number of shares as to which such person has:
 
 
 
 
(i)
Sole power to vote or to direct the vote: 3,175,675
 
 
 
 
(ii)
Shared power to vote or to direct the vote: 857,020
 
 
 
 
(iii)
Sole power to dispose or to direct the disposition of: 3,175,675
 
 
 
 
(iv)
Shared power to dispose or to direct the disposition of: 857,020


Item 5
Ownership of Five Percent or Less of a Class:
   
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ X ].
   
Item 6
Ownership of More than Five Percent on Behalf of Another Person:
   
 
Not applicable.
   
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
   
 
Not applicable.
   
Item 8
Identification and Classification of Members of the Group:
   
 
Not applicable.
   
Item 9
Notice of Dissolution of Group:
   
 
Not applicable.
   
Item 10
Certification:
   
 
Not applicable.
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  April 19, 2021

/s/ Kathryn A. Hall         
Signature


Kathryn A. Hall               
Name/Title