0001213900-17-012662.txt : 20171128
0001213900-17-012662.hdr.sgml : 20171128
20171128133730
ACCESSION NUMBER: 0001213900-17-012662
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171127
FILED AS OF DATE: 20171128
DATE AS OF CHANGE: 20171128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coates George J.
CENTRAL INDEX KEY: 0001160170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33155
FILM NUMBER: 171225022
MAIL ADDRESS:
STREET 1: 1811 MURRAY DRIVE
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
FORMER NAME:
FORMER CONFORMED NAME: COATES GEROGE J
DATE OF NAME CHANGE: 20010926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COATES INTERNATIONAL LTD \DE\
CENTRAL INDEX KEY: 0000948426
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 222925432
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HIGHWAY 34 & RIDGEWOOD RD
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
BUSINESS PHONE: 9084497717
MAIL ADDRESS:
STREET 1: HIGHWAY 34 & RIDGWOOD ROAD
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
4
1
doc4.xml
PRIMARY DOCUMENT
X0306
4
2017-11-27
false
0000948426
COATES INTERNATIONAL LTD \DE\
COTE
0001160170
Coates George J.
1811 MURRAY DRIVE
WALL TOWNSHIP
NJ
07719
true
true
true
false
President and CEO
Series B Convertible Preferred Stock
0.0000
2017-11-27
5
A
false
900000.0000
0.0000
A
2019-11-27
Common Stock
900000000.0000
34208066.0000
D
Series B Convertible Preferred Stock
0.0000
2017-11-27
5
A
false
900000.0000
0.0000
A
2019-11-27
Common Stock
900000000.0000
35108066.0000
D
Series B Convertible Preferred Stock
0.0000
2017-11-27
5
A
false
900000.0000
0.0000
A
2019-11-27
Common Stock
900000000.0000
36008066.0000
D
Series B Convertible Preferred Stock
0.0000
2017-11-27
5
A
false
900000.0000
0.0000
A
2019-11-27
Common Stock
900000000.0000
36908066.0000
D
Series B Convertible Preferred Stock
0.0000
2017-11-27
5
A
false
742533.0000
0.0000
A
2019-11-27
Common Stock
742533000.0000
37650599.0000
D
There is no expiration date.
Each share of Series B entitles the holder to 1,000 votes at any meeting where corporate matters are brought before the shareholders for a vote. The Series B is restricted, unregistered stock which is not convertible until the second annual anniversary after the date of issue, after which each share is freely convertible into 1,000 restricted, unregistered shares of common stock. In the event of a sale or change of control of the Corporation, the Series B shall become immediately convertible. The anti-dilution award of Series B Convertible Preferred Stock to Mr. Coates was determined to be the number of shares of Series B required to restore Mr. Coates' ownership percentage of outstanding common stock on a pro forma basis to 80.1%, assuming all of the Series B shares were converted into common stock.
/s/ George J. Coates
2017-11-28