0001213900-17-009962.txt : 20170925 0001213900-17-009962.hdr.sgml : 20170925 20170925133452 ACCESSION NUMBER: 0001213900-17-009962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170921 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coates George J. CENTRAL INDEX KEY: 0001160170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33155 FILM NUMBER: 171099346 MAIL ADDRESS: STREET 1: 1811 MURRAY DRIVE CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 FORMER NAME: FORMER CONFORMED NAME: COATES GEROGE J DATE OF NAME CHANGE: 20010926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COATES INTERNATIONAL LTD \DE\ CENTRAL INDEX KEY: 0000948426 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 222925432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HIGHWAY 34 & RIDGEWOOD RD CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 BUSINESS PHONE: 9084497717 MAIL ADDRESS: STREET 1: HIGHWAY 34 & RIDGWOOD ROAD CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 4 1 doc4.xml PRIMARY DOCUMENT X0306 4 2017-09-21 false 0000948426 COATES INTERNATIONAL LTD \DE\ COTE 0001160170 Coates George J. 1811 MURRAY DRIVE WALL TOWNSHIP NJ 07719 true true false false President and CEO Series B Convertible Preferred Stock 0.0000 2017-09-21 4 A false 900000.0000 0.0000 A 2019-09-21 Common Stock 900000000.0000 31703396.0000 D Series B Convertible Preferred Stock 0.0000 2017-09-21 4 A false 900000.0000 0.0000 A 2019-09-21 Common Stock 900000000.0000 32603396.0000 D Series B Convertible Preferred Stock 0.0000 2017-09-21 4 A false 704670.0000 0.0000 A 2019-09-21 Common Stock 704670000.0000 33308066.0000 D There is no expiration date. Each share of Series B entitles the holder to 1,000 votes at any meeting where corporate matters are brought before the shareholders for a vote. The Series B is restricted, unregistered stock which is not convertible until the second annual anniversary after the date of issue, after which each share is freely convertible into 1,000 restricted, unregistered shares of common stock. In the event of a sale or change of control of the Corporation, the Series B shall become immediately convertible. The anti-dilution award of Series B Convertible Preferred Stock to Mr. Coates was determined to be the number of shares of Series B required to restore Mr. Coates' ownership percentage of outstanding common stock on a pro forma basis to 80.1%, assuming all of the Series B shares were converted into common stock. /s/ George J. Coates 2017-09-25