-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWv5+TA5S3ChVP2WXlsWkc+TdHBmvQFCYzWCGKE+EdJ49JfAK8VvK3VT91QP+pF1 XEQ9ELDDDqZLqpJlGRsG7Q== 0001133796-01-500032.txt : 20010820 0001133796-01-500032.hdr.sgml : 20010820 ACCESSION NUMBER: 0001133796-01-500032 CONFORMED SUBMISSION TYPE: SC 13E3/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010817 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JERRYS FAMOUS DELI INC CENTRAL INDEX KEY: 0000948308 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 953302338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13E3/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46847 FILM NUMBER: 1717507 BUSINESS ADDRESS: STREET 1: 12711 VENTURA BLVD STREET 2: STE 400 CITY: STUDIO CITY STATE: CA ZIP: 91604 BUSINESS PHONE: 8187668311 MAIL ADDRESS: STREET 1: 12711 VENTURA BLVD STREET 2: STE 400 CITY: STUDIO CITY STATE: CA ZIP: 91604 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JERRYS FAMOUS DELI INC CENTRAL INDEX KEY: 0000948308 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 953302338 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13E3/A BUSINESS ADDRESS: STREET 1: 12711 VENTURA BLVD STREET 2: STE 400 CITY: STUDIO CITY STATE: CA ZIP: 91604 BUSINESS PHONE: 8187668311 MAIL ADDRESS: STREET 1: 12711 VENTURA BLVD STREET 2: STE 400 CITY: STUDIO CITY STATE: CA ZIP: 91604 SC 13E3/A 1 k10888scto.txt AMENDMENT NO. 4 TO SC 13E3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE TO (RULE 14d-100) (Amendment Number 4) TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 -------------------- JERRY'S FAMOUS DELI, INC. (Name of subject company issuer) JERRY'S FAMOUS DELI, INC. (Name of filing persons, offeror) Common Stock, No par value (Title and Class of Securities) Issac Starkman, Chairman Jerry's Famous Deli, Inc. 12711 Ventura Boulevard Studio City, California 91604 (818) 766-8311 (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons) Copy to: Catherine DeBono Holmes, Esq. Jeffer, Mangels, Butler & Marmaro, LLP 10th Floor 2121 Avenue of the Stars Los Angeles, California 90067 (310) 203-8080 CALCULATION OF FILING FEE ================================================================================ Transaction Valuation* Amount of Filing Fee - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- $3,975,000 $795 ================================================================================ *Calculated assuming the purchase of 750,000 shares of the Company's Common Stock at an offer price of $5.30 per share. The Filing Party previously paid $636 of this fee. [ ] Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and date of its filing. Amount Previously Paid: $636 --------------------------------------------------------- Filing Party: ------------------------------------------------------------------ Form or Registration No.: ------------------------------------------------------- Date Filed: ---------------------------------------------------------------------- [ ] Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third-party tender offer subject to Rule 14d-1. [X] issuer tender offer subject to Rule 13e-4. [X] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] SCHEDULE TO This Amendment Number 4 supplements the Tender Offer Statement on Schedule TO and the Transaction Statement on Schedule 13E-3 filed with the Securities and Exchange Commission on April 27, 2001, including Amendment No. 1 thereto filed with the SEC on May 25, 2001, Amendment No. 2 thereto filed with the SEC on June 27, 2001 and Amendment No. 3 thereto filed with the SEC on August 3, 2001(collectively, the "Schedule TO"), relating to the offer by Jerry's Famous Deli, Inc. (the "Company"), a California corporation, to purchase up to 750,000 shares of the common stock, no par value, of the Company, at a price of $5.30 per share, net to the seller in cash, without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase (the "Offer to Purchase") dated April 27, 2001, the Supplement to the Offer to Purchase dated August 3, 2001 and the Supplement to the Offer to Purchase dated August 17, 2001 (the "Supplement") and the related Letter of Transmittal (the "Letter of Transmittal") which, together with the Offer to Purchase, as each may be amended or supplemented from time to time, constitute the "Offer"). This Amendment Number 4 is being filed on behalf of the Company. Capitalized terms used herein and not defined herein have the respective meanings assigned such terms in the Offer to Purchase and the Schedule TO. Item 1. The information set forth in the Supplement is incorporated herein by reference Item 4. The information set forth in the Supplement is incorporated herein by reference Item 12. (a)(1)(J) Supplement to Offer to Purchase, dated August 17, 2001 Item 13. The information set forth in the Supplement is incorporated herein by reference Signature After due inquiry and to the best of their knowledge and belief, the undersigned hereby certifies as of August 17, 2001 that the information set forth in this statement is true, complete and correct. JERRY'S FAMOUS DELI, INC. By: /s/ Isaac Starkman ------------------------------------------ Name: Isaac Starkman Title: Chairman and Chief Executive Officer EX-99.(A)(1)(J) 3 k10888exa1j.txt SUPPLEMENT TO OFFER TO PURCHASE FOR CASH EXHIBIT (a)(1)(J) JERRY'S FAMOUS DELI, INC. SUPPLEMENT TO OFFER TO PURCHASE FOR CASH UP TO 750,000 SHARES OF COMMON STOCK AT $5.30 NET PER SHARE The offer and withdrawl rights will expire at 5:00 p.m., California time, on August 31, 2001, unless the offer is extended. This Supplement to the Offer to Purchase (this "Supplement") of Jerry's Famous Deli, Inc., a California corporation (the "Company") is designed to be read in conjunction with the Company's Offer to Purchase dated April 27, 2001, as well as the Supplement to the Offer to Purchase dated August 3, 2001, copies of which have been previously disseminated to the Company's shareholders. Unless otherwise indicated, capitalized terms set forth in this Supplement have the same meanings attributed to them in the Offer to Purchase. Except as set forth in this Supplement, all other terms of the Offering remain the same. Increase in the Size of the Offering The Company has increased the size of the Offer from 600,000 to 750,000 shares of Common Stock. Under the terms of the Offering, in the event the number of Shares tendered by shareholders during the Offering period exceed the size of the Offering, the Company is obligated to accept on a pro rata basis Shares tendered by every shareholder according to the number of Shares tendered by each such shareholder during the term of the Offering. The Company has increased the size of the Offering in an attempt to avoid the need to pro rate the Shares tendered amongst the shareholders of the Company who tender Shares in the Offering if the amount tendered exceeds 600,000 shares. However, if the number of Shares tender in this Offering exceeded 750,000, the Company would still be required to accept the Shares tendered in the Offering on a pro rata basis. August 16, 2001 JERRY'S FAMOUS DELI, INC. -----END PRIVACY-ENHANCED MESSAGE-----