-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TV4qMOmjYLvoHkMroqCstepmkR3iicjrDCYXRaAiu8tJXoNiBGtdbS6ampLNvqQG BTXa7wx5h6kk+VaZm/TFfA== 0000909518-99-000076.txt : 19990211 0000909518-99-000076.hdr.sgml : 19990211 ACCESSION NUMBER: 0000909518-99-000076 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GIGA INFORMATION GROUP INC CENTRAL INDEX KEY: 0000948263 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 061422860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49837 FILM NUMBER: 99527894 BUSINESS ADDRESS: STREET 1: 1 LONG WATER CIRCLE STREET 2: BLDG 1400 W CITY: NORWELL STATE: MA ZIP: 02061 BUSINESS PHONE: 7819829500 MAIL ADDRESS: STREET 1: ONE LONGWATER CIRCLE CITY: NORWELL STATE: MA ZIP: 02061 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GARTNER GIDEON I CENTRAL INDEX KEY: 0001078952 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE LONGWATER CIRCLE CITY: NORWELL STATE: MA ZIP: 02061 BUSINESS PHONE: 7819829500 MAIL ADDRESS: STREET 1: ONE LONGWATER CIRCLE CITY: NORWELL STATE: MA ZIP: 02061 SC 13G 1 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) (AMENDMENT NO. __)* GIGA INFORMATION GROUP, INC. - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK, 37517M 10 9 PAR VALUE $.001 PER SHARE - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) (CUSIP NUMBER) DECEMBER 31, 1998 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: [ ] RULE 13D-1(B) [ ] RULE 13D-1(C) [X] RULE 13D-1(D) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on Following Pages Page 1 of 5 Pages ================================================================================ NYFS07...:\54\47954\0001\2579\SCH1269P.590
- ------------------------------------------------------ ----------------------------------------- CUSIP No. 37517M 10 9 13G Page 2 of 5 - ------------------------------------------------------ ----------------------------------------- - ------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS: GIDEON I. GARTNER I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (A) [_] (B) [_] - ------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF UNITED STATES OF AMERICA ORGANIZATION: - ------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 2,082,445 SHARES -------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 220,335 OWNED BY -------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 2,082,445 REPORTING -------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 220,335 - ------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 2,302,780 - ------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [-] - ------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 23.2% ** SEE ITEM 4 - ------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON: IN - -------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. IDENTITY OF ISSUER (a) The name of the issuer is Giga Information Group, Inc. (the "Issuer"). (b) The address of the Issuer's principal executive office is One Longwater Circle, Norwell, Massachusetts 02061. ITEM 2. IDENTITY OF PERSON FILING (a) - (c) This report is being filed by Gideon I. Gartner with a business address of One Longwater Circle, Norwell, Massachusetts 02061 (the "Reporting Person"). The Reporting Person is a citizen of the United States of America. (d) - (e) This report covers the Issuer's Common Stock, par value $.001 per share (the "Common Stock"). The CUSIP number of the Common Stock is 37517M 10 9. ITEM 3. Not Applicable. ITEM 4. OWNERSHIP (a) As of December 31, 1998, the Reporting Personal beneficially owned 2,302,780 shares of Common Stock as follows: (i) 1,849,588 shares of Common Stock held directly by the Reporting Person; (ii) 220,000 shares of Common Stock subject to exercisable stock options held by the Reporting Person; (iii) 12,857 shares of Common Stock subject to exercisable warrants held by the Reporting Person; and (iv) 220,335 shares of Common Stock which are held of record by members of the Reporting Person's family. The Reporting Person disclaims beneficial ownership of the shares held by members of his family. (b) The 2,302,780 shares of Common Stock beneficially owned by the Reporting Person constitute 23.2% of the outstanding shares of Common Stock. (c) The Reporting Person has sole voting and dispositive power with respect to the (i) 1,849,588 shares of Common Stock held directly by the Reporting Person, (ii) 220,000 shares of Common Stock subject to exercisable stock options held by the Reporting Person and (iii) 12,857 shares of Common Stock subject to exercisable warrants held by the Reporting Person. The Reporting Person has shared voting and dispositive power with repsect to the 220,335 shares of Common Stock which are held of record by members of the Reporting Person's family. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. Page 3 of 5 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1999 /s/ Gideon I. Gartner ------------------------------ Gideon I. Gartner Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----