-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NOy74D2Jw8ttK3g7WdG8ezn2+YIGuPbj52/4KtanLcClHm1mBvuuFqyEk+mC7tbx szGgBimranLyAS6HZcRZBw== 0000896058-97-000078.txt : 19970312 0000896058-97-000078.hdr.sgml : 19970312 ACCESSION NUMBER: 0000896058-97-000078 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970311 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROWN VANTAGE INC CENTRAL INDEX KEY: 0000948073 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 541752384 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47853 FILM NUMBER: 97554472 BUSINESS ADDRESS: STREET 1: 300 LAKESIDE DR STREET 2: 14TH FL CITY: OAKLAND STATE: CA ZIP: 94612-3592 BUSINESS PHONE: 5108743400 MAIL ADDRESS: STREET 1: 300 LAKESIDE DR STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612-3592 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 48 WALL ST 15TH FL CITY: NEW YORK STATE: NY ZIP: 10296 BUSINESS PHONE: 2124951784 SC 13G/A 1 SCHEDULE 13G-AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ------------------ SCHEDULE 13G Under The Securities Exchange Act Of 1934 (Amendment No. 1) Crown Vantage, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 228 622 106 - ------------------------------------------------------------------------------- (CUSIP Number) ------------------ Check the following box if a fee is being paid with this statement |_|. Page 1 of 7 Pages Schedule 13G - ------------------------------------------------------------------------------- - --------------------- ------------------------- CUSIP NO. 228 622 106 13G Page 2 of 7 Pages - --------------------- ------------------------- - ------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Crown Vantage, Inc. Employee Stock Ownership Plan Trust I.R.S. Identification No. 13-7067357 - ------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3. SEC USE ONLY - ------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER -0- SHARES --------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 1,021,070 OWNED BY EACH --------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER -0- PERSON WITH --------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 1,021,070 - ------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,021,070 - ------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.2% - ------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON EP - ------------------------------------------------------------------------------- Schedule 13G - ------------------------------------------------------------------------------- This Schedule 13G was originally filed on February 4, 1997 identifying Crown Vantage, Inc. as the filer. The appropriate filer is The Bank of New York, as Trustee for the Crown Vantage, Inc. Employee Stock Ownership Plan Trust. This filing corrects the filer's identity. It is identical in all other respects. Item 1. (a) Name Of Issuer: Crown Vantage, Inc. (b) Address of Issuer's Principal Executive Offices: 300 Lakeside Drive Oakland, CA 94612 Item 2. (a) Name of Person Filing: The Bank of New York, as Trustee for Crown Vantage, Inc. Employee Stock Ownership Plan Trust (b) Address of Principal Business Office: The Bank of New York Master Trust/Master Custody Division One Wall Street New York, NY 10286 (c) Citizenship: New York (d) Title of Class of Securities: Common Stock (e) CUSIP Number 228 622 106 Page 3 of 7 Pages Schedule 13G - ------------------------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) --- Broker or Dealer registered under Section 15 of the Act (b) --- Bank as defined in Section 3(a)(6) of the Act (c) --- Insurance Company as defined in Section 3(a)(19) of the Act (d) --- Investment Company registered under Section 8 of the Investment Company Act (e) --- Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) -X- Employee Benefits Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss.240.13d-1(b)(ii)(F) (g) --- Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) --- Group, in accordance with ss.240.13d-1(b)(ii)(H) Item 4. Ownership As of December 31, 1995: (a) Amount Beneficially Owned 1,021,070 (b) Percent of Class 11.2% Page 4 of 7 Pages Schedule 13G - ------------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -0- (ii) shared power to vote or to direct the vote 1,021,070 (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of 1,021,070 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person The Bank of New York, as Trustee, holds the stock of Crown Vantage, Inc. (the "Company") for the exclusive benefit of participants and beneficiaries in the Crown Vantage, Inc. Employee Stock Ownership Plan (the "Plan") pursuant to the terms of the Plan and the trust agreement between the Company and the Trustee with respect to the Plan, dated as of August 1, 1995. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Page 5 of 7 Pages Schedule 13G - ------------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 6 of 7 Pages Schedule 13G - ------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 31, 1997 /s/ Anthony Passanesi ----------------------- (Signature) Anthony Passanesi Vice President The Bank of New York One Wall Street New York, New York 10286 Page 7 of 7 Pages EXHIBIT INDEX Exhibit I Statement of The Bank of New York EXHIBIT I The filing of this Schedule 13G shall not be construed as an admission that The Bank of New York or any of its subsidiaries is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of the securities covered by this Schedule 13G. -----END PRIVACY-ENHANCED MESSAGE-----