-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VuMceKmqVmXV/Fm8PMpuYrPJ9j/4PCddPu/HMdewJCS7Da4tZ5yVcSD1tS7OksE/ rGWzYlu7klh83votFYKviw== 0001209191-07-068332.txt : 20071207 0001209191-07-068332.hdr.sgml : 20071207 20071207103351 ACCESSION NUMBER: 0001209191-07-068332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071206 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALSERES PHARMACEUTICALS INC /DE CENTRAL INDEX KEY: 0000094784 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870277826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 MAIN STREET CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 508-497-2360 MAIL ADDRESS: STREET 1: 85 MAIN STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON LIFE SCIENCES INC /DE DATE OF NAME CHANGE: 19950706 FORMER COMPANY: FORMER CONFORMED NAME: GREENWICH PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC MEDICAL RESEARCH CORP /DE DATE OF NAME CHANGE: 19790521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUINNESS WILLIAM CENTRAL INDEX KEY: 0001255608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06533 FILM NUMBER: 071291276 BUSINESS ADDRESS: STREET 1: 20 NEWBURY STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-12-06 0 0000094784 ALSERES PHARMACEUTICALS INC /DE ALSE 0001255608 GUINNESS WILLIAM C/O ALSERES PHARMACEUTICALS, INC. 85 MAIN STREET HOPKINTON MA 01748 1 0 0 0 Stock Option (Right to Buy) 3.10 2007-12-06 4 A 0 25000 0.00 A 2017-12-05 Common Stock 25000 55000 D Options to purchase 25,000 shares of common stock were granted under the Company's 2005 Stock Incentive Plan. The options vest in 24 equal monthly installments. Includes multiple option grants with different exercise prices and vesting dates. /s/ William Guinness 2007-12-06 -----END PRIVACY-ENHANCED MESSAGE-----