0001193125-14-416637.txt : 20141118 0001193125-14-416637.hdr.sgml : 20141118 20141118150837 ACCESSION NUMBER: 0001193125-14-416637 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 EFFECTIVENESS DATE: 20141118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALSERES PHARMACEUTICALS INC /DE CENTRAL INDEX KEY: 0000094784 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870277826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-06533 FILM NUMBER: 141231585 BUSINESS ADDRESS: STREET 1: 275 GROVE STREET STREET 2: SUITE 2-400 CITY: AUBURNDALE STATE: MA ZIP: 02466 BUSINESS PHONE: 508-497-2360 MAIL ADDRESS: STREET 1: 275 GROVE STREET STREET 2: SUITE 2-400 CITY: AUBURNDALE STATE: MA ZIP: 02466 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON LIFE SCIENCES INC /DE DATE OF NAME CHANGE: 19950706 FORMER COMPANY: FORMER CONFORMED NAME: GREENWICH PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC MEDICAL RESEARCH CORP /DE DATE OF NAME CHANGE: 19790521 15-12G 1 d822511d1512g.htm 15-12G 15-12G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 15

 

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 000-06533

 

 

Alseres Pharmaceuticals, Inc.

(Exact name of registrant as specified in its charter)

 

 

275 Grove Street Suite 2-400

Auburndale, MA 02466

781-929-2639

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock and Preferred Stock

(Title of each class of securities covered by this Form)

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)   ¨
Rule 12g-4(a)(2)   ¨
Rule 12h-3(b)(1)(i)   ¨
Rule 12h-3(b)(1)(ii)   ¨
Rule 15d-6   x

Approximate number of holders of record as of the certification or notice date:  200                                                     

Pursuant to the requirements of the Securities Exchange Act of 1934                                           (Name of registrant as specified in charter) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:    November 17, 2014                                  By:    /s/ Kenneth L. Rice Jr.                                                     

EVP & CFO

Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC2069(02-08)