0001041885-11-000083.txt : 20111220 0001041885-11-000083.hdr.sgml : 20111220 20111220102901 ACCESSION NUMBER: 0001041885-11-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALSERES PHARMACEUTICALS INC /DE CENTRAL INDEX KEY: 0000094784 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870277826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 239 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 BUSINESS PHONE: 508-497-2360 MAIL ADDRESS: STREET 1: 239 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON LIFE SCIENCES INC /DE DATE OF NAME CHANGE: 19950706 FORMER COMPANY: FORMER CONFORMED NAME: GREENWICH PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC MEDICAL RESEARCH CORP /DE DATE OF NAME CHANGE: 19790521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIPSON ROBERT L CENTRAL INDEX KEY: 0000904389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06533 FILM NUMBER: 111270984 MAIL ADDRESS: STREET 1: C/O INGALLS & SNYDER LLC STREET 2: 61 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10006 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2009-03-12 0 0000094784 ALSERES PHARMACEUTICALS INC /DE ALSE 0000904389 GIPSON ROBERT L C/O INGALLS & SNYDER LLC 61 BROADWAY NEW YORK NY 10006 0 0 1 0 COMMON STOCK 2011-06-01 4 C 0 4600000 0 D 15436004 D CONVERTIBLE PREFERRED SERIES F 25 2011-06-01 4 C 0 184000 25 D 2009-09-09 2050-09-09 COMMON SHARES 4600000 12000 D ROBERT L GIPSON 2011-12-20