-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MIy3tPdq5EeLsqobZEBHHHpLhtMoZsd51WyWLEUn4fDbX3Ts9+8q3g4+MiMcHNDY LmJGd1LxpaP0D2kDFeWZZw== 0001181431-10-025183.txt : 20100507 0001181431-10-025183.hdr.sgml : 20100507 20100507155621 ACCESSION NUMBER: 0001181431-10-025183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100505 FILED AS OF DATE: 20100507 DATE AS OF CHANGE: 20100507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0627 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEESCHEN PAUL C CENTRAL INDEX KEY: 0001038518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 10812385 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE STREET 2: STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sequoia Enterprises, L.P. CENTRAL INDEX KEY: 0001296809 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 10812384 BUSINESS ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 BUSINESS PHONE: 949-644-1850 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 4 1 rrd274801.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0303 4 2010-05-05 0 0000947661 DIEDRICH COFFEE INC DDRX 0001038518 HEESCHEN PAUL C 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92660 1 1 1 0 Exec. Chairman of the Board 0001296809 Sequoia Enterprises, L.P. 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92660 0 0 1 0 Common Stock 2010-05-05 5 G 0 112860 0 D 921 D Common Stock 1558158 I By Sequoia Enterprises, L.P. Common Stock 321854 I By D.C.H., L.P. Common Stock 450000 I By WF Trust Common Stock 250 I By Paul C. Heeschen Revocable Living Trust Common Stock 2010-05-06 5 G 0 50000 0 D 921 D Common Stock 1508158 I By Sequoia Enterprises, L.P. Common Stock 321854 I By D.C.H., L.P. Common Stock 450000 I By WF Trust Common Stock 250 I By Paul C. Heeschen Revocable Living Turst On May 5, 2010, 112,860 of the shares of common stock beneficially owned by Mr. Heeschen were transferred to charity, consisting of 38,573 shares of common stock held directly by Mr. Heeschen (which consists of 12,859 shares of common stock transferred by Sequoia Enterprises, L.P. ("Sequoia") and 25,714 shares of common stock transferred by D.C.H., L.P. ("D.C.H.") to Mr. Heeschen immediately prior to such transfer to charity), 2,587 shares of common stock held directly by Sequoia, and 71,700 shares of common stock held directly by D.C.H. These shares are owned directly by Mr. Heeschen. These shares are owned directly by Sequoia, a greater than 10% percent owner of the issuer, and indirectly by Mr. Heeschen, the sole general partner of Sequoia with sole voting and investing power as to all of the shares held by Sequoia. Mr. Heeschen is also the Executive Chairman of the Board of Directors of the issuer. These shares are owned indirectly by Mr. Heeschen as the sole general partner of D.C.H. with sole voting and investment power as to all of the shares held by D.C.H. These shares are owned indirectly by Mr. Heeschen as the sole trustee with sole voting and investing power as to all of the shares held by WF Trust. These shares are owned indirectly by Mr. Heeschen as the sole trustee with sole voting and investing power as to all of the shares held by the Paul C. Heeschen Revocable Living Trust. On May 6, 2010, 50,000 of the shares of common stock beneficially owned by Mr. Heeschen were transferred to charity, consisting completely of shares of common stock held directly by Sequoia. /s/ Paul C. Heeschen 2010-05-07 Paul C. Heeschen as General Partner, Sequoia Enterprises, L.P. 2010-05-07 -----END PRIVACY-ENHANCED MESSAGE-----