-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZphg8/jsmVkGva6lb4VpLQo2OjZ9uJvlQ1HnOAOXlmDWO83u9xA4H+N9wmpo/4A oVkBBNBX5u6TkmGIGrsGhA== 0001181431-09-022634.txt : 20090504 0001181431-09-022634.hdr.sgml : 20090504 20090504192013 ACCESSION NUMBER: 0001181431-09-022634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090429 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0627 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sequoia Enterprises, L.P. CENTRAL INDEX KEY: 0001296809 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 09795034 BUSINESS ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 BUSINESS PHONE: 949-644-1850 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEESCHEN PAUL C CENTRAL INDEX KEY: 0001038518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 09795035 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE STREET 2: STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 rrd241336.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0303 4 2009-04-29 0 0000947661 DIEDRICH COFFEE INC DDRX 0001038518 HEESCHEN PAUL C 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92660 1 0 1 0 0001296809 Sequoia Enterprises, L.P. 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92660 0 0 1 0 Warrant to Purchase Common Stock 7.40 2009-04-29 4 A 0 70000 0 A 2009-04-29 2014-04-29 Common Stock 70000 1687000 I See note On April 29, 2009, the issuer and Sequoia Enterprises, L.P. entered into an Amendment No. 6 to Note Purchase Agreement, to extend the maturity date of the notes issued thereunder to March 31, 2010. In connection with the extension, a warrant to purchase 70,000 shares of common stock of the issuer at an exercise price of $7.40 was issued to Sequoia Enterprises, L.P. The warrant is immediately exercisable. Includes a warrant to purchase 250,000 shares of common stock of the issuer (which was issued to Sequoia Enterprises, L.P. on May 8, 2001), a warrant to purchase 1,367,000 shares of common stock of the issuer (which was issued to Sequoia Enterprises, L.P. on August 26, 2008) and a warrant to purchase 70,000 shares of common stock of the issuer (which was issued to Sequoia Enterprises, L.P. on April 29, 2009) and excludes a warrant to purchase 300,000 shares of common stock that was transferred to WF Trust on April 17, 2009. The warrant is owned directly by Sequoia Enterprises L.P., a greater than 10% owner of the issuer, and indirectly by Paul C. Heeschen, the sole general partner of Sequoia Enterprises, L.P. Paul C. Heeschen is also the chairman of the board of directors of the issuer. /s/ Paul C. Heeschen 2009-05-04 /s/ Paul C. Heeschen, as General Partner, Sequoia Enterprises, L.P. 2009-05-04 -----END PRIVACY-ENHANCED MESSAGE-----