-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCFC/I/SbQZZoe0nA1PrFewvSrmhU9k/kMee8zQ2T1ygTPA0eKB9oFc4iDimkOSx 5tl6ibwqRwUlFDjqxh1I/A== 0001181431-09-021079.txt : 20090427 0001181431-09-021079.hdr.sgml : 20090427 20090427161219 ACCESSION NUMBER: 0001181431-09-021079 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090417 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0627 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WF Trust CENTRAL INDEX KEY: 0001462697 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 09772769 BUSINESS ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, SUITE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 644-1850 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, SUITE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 3 1 rrd240519.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0203 3 2009-04-17 0 0000947661 DIEDRICH COFFEE INC DDRX 0001462697 WF Trust 450 NEWPORT CENTER DRIVE, SUITE 450 NEWPORT BEACH CA 92660 0 0 1 0 Common Stock 450000 D Warrant to Purchase Common Stock 1.6 2008-08-26 2013-08-26 Common stock 300000 D On April 17, 2009, 450,000 shares of issuer common stock were transferred from Sequoia Enterprises, L.P., a limited partnership of which Paul C. Heeschen is the general partner with sole voting and investment power as to all of the shares and warrants of issuer held by such entity, to WF Trust, an irrevocable trust of which Mr. Heeschen is sole trustee. The common stock and warrants of issuer are owned directly by WF Trust, a greater than 10% owner of the issuer, and indirectly by Paul C. Heeschen, the sole trustee of WF Trust with sole voting and investment power as to all of the shares and warrants of issuer held by WF Trust. Mr. Heeschen is also the chairman of the board of directors of the issuer. On April 17, 2009, 300,000, warrants to purchase issuer common stock were transferred from Sequoia Enterprises, L.P., a limited partnership of which Paul C. Heeschen is the general partner with sole voting and investment power as to all of the shares and warrants of issuer held by such entity, to WF Trust, an irrevocable trust of which Mr. Heeschen is sole trustee. Paul C. Heeschen, as Trustee, WF Trust 2009-04-27 -----END PRIVACY-ENHANCED MESSAGE-----