-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRxE2Itz/PLOO/oHkzgz/hVfGCGGzuHPloQtq2aWlMhAvxxNyyxnIUYSp00ppyba H0JMuN4z4E9B7n1lsmEYYQ== 0001181431-07-026867.txt : 20070424 0001181431-07-026867.hdr.sgml : 20070424 20070424191412 ACCESSION NUMBER: 0001181431-07-026867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070418 FILED AS OF DATE: 20070424 DATE AS OF CHANGE: 20070424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS JAMES R CENTRAL INDEX KEY: 0001035082 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 07785781 BUSINESS ADDRESS: BUSINESS PHONE: 3142348091 MAIL ADDRESS: STREET 1: MCDONNELL DOUGLAS CORP STREET 2: PO BOX 516 M/C S1001240 CITY: ST LOUIS STATE: MO ZIP: 63166-0516 4 1 rrd155386.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0202 4 2007-04-18 0 0000947661 DIEDRICH COFFEE INC DDRX 0001035082 PHILLIPS JAMES R 28 EXECUTIVE PARK SUITE 200 IRVINE CA 92614 1 0 0 0 Employee Stock Option (right to buy) 3.83 2007-04-18 4 A 0 15000 0 A 2017-04-18 Common stock 15000 15000 D 50% of the options vest and become exercisable on the earlier of the first anniversary of the grant date or immediately prior to the first annual meeting of stockholders following the grant date, and 50% of the options vest and become exercisable on the earlier of the second anniversary of the grant date or immediately prior to the seond annual meeting of stockholders following the grant date. /s/ James R. Phillips 2007-04-24 -----END PRIVACY-ENHANCED MESSAGE-----